DFX Intelligence

P•••• C•••••••• O•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

P•••• C•••••••• O•••

Advisor at A••••• A•••••••

Maple Grove, MN

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Search this name across graphsid dfx:ria:4343be74-5559-95db-ac87-83f06669594d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 15, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•••••••	Independent wealth	Jan 7, 2026	n/a	yes	Maple Grove, MN	Current employment
C•••••••• W••••• M••••••••• L••	n/a	Dec 3, 2021	Dec 31, 2025	no	MAPLE GROVE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W••••• M••••••••• L••	A••••• A•••••••	Dec 31, 2025	Jan 7, 2026	7	Firm change	Other
A••••• F•••••••• P•••••••• I•••	C•••••••• W••••• M••••••••• L••	Dec 1, 2021	Dec 3, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
315945:335353:MN:2025-12-31	Dec 31, 2025	Jan 7, 2026	MAPLE GROVE, MN	Firm change

Relationships

Registered with (4)

→ A••••• A•••••••Registered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ C•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 3, 2021 to Dec 31, 2025factForm ADV
→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2017 to Dec 1, 2021factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4343be74-5559-95db-ac87-83f06669594d
First observed: Aug 15, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.