DFX Intelligence

D•••• S•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

D•••• S•••••• G•••••

Advisor at D••• D••••••• • C••

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:4347a1fb-09fb-1b42-969c-04435e8c3201

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• D••••••• • C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• D••••••• • C••	Independent wealth	Jan 9, 2026	n/a	yes	SALT LAKE CITY, UT	Current employment
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Oct 27, 2023	Jul 11, 2025	no	BROOKLYN, OH\|Centerville, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• S••••••• L••	D••• D••••••• • C••	Jul 11, 2025	Jan 9, 2026	182	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	K•• I••••••••• S••••••• L••	Aug 21, 2022	Oct 27, 2023

Relationships

Registered with (7)

→ D••• D••••••• • C••Registered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Oct 27, 2023 to Jul 11, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 17, 2019 to Aug 21, 2022factForm ADV
→ C•••• A•••••••

Dated events

Occurred
Jul 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4347a1fb-09fb-1b42-969c-04435e8c3201
First observed: May 17, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.