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Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

CAPITAL DYNAMICS, INC.

CRD 130320

NEW YORK, NY

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Search this name across graphsid dfx:ria:43503b0d-1c70-de3e-592c-cd473855e206

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 80
Dated events: 23
On other graphs: 6
Observed: Mar 29, 2012 to Mar 30, 2026
44 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Capital Dynamics, Inc.

Venture manager · cited, shared crd

Independent Sponsorsidentity

Capital Dynamics, Inc.

Capital provider to sponsors · cited, shared crd

Private Equityidentity

Capital Dynamics, Inc.

Private equity manager · cited, shared crd

Allocatorsidentity

Capital Dynamics, Inc.

Manager with allocator commitments · cited, shared crd

Private Creditidentity

CAPITAL DYNAMICS, INC.

Private credit manager · cited, shared crd

Real Estate Fundsidentity

Capital Dynamics, Inc.

Real estate fund manager · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=12.0
Regulatory AUM: $2.7BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30
Advisory employees: 13
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 27
Private funds: 27Schedule D 7.B(1)
Custody, client assets: $2.7B
SEC number: 801-69335
CRD: 130320
Filings on the tape: 44
First filed: Mar 29, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 62

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CD CLEAN ENERGY AND INFRASTRUCTURE VII JV, LLC	Private Equity Fund	$2.1B	Feb 28, 2022	4	Mar 28, 2019	dropped	n/a
CD CLEAN ENERGY AND INFRASTRUCTURE V JV, LLC	Private Equity Fund	$1.1B	Feb 28, 2022	4	Sep 18, 2017	dropped	n/a
CD CLEAN ENERGY AND INFRASTRUCTURE V JV (HOLDCO), LLC	Private Equity Fund	$1.0B	Jan 13, 2020	4	Mar 29, 2018	dropped	n/a
CALPERS CLEAN ENERGY TECHONOLOGY FUND, LLC	Private Equity Fund	$230M	Dec 26, 2014	1	Mar 29, 2012	dropped	n/a
CD CLEAN ENERGY AND INFRASTRUCTURE VII-A, L.P.	Private Equity Fund	$228M	Mar 28, 2024	16	Mar 30, 2020	reported	021-337239
CAPITAL DYNAMICS GLOBAL SECONDARIES V (US) LP	Private Equity Fund	$211M	Mar 28, 2024	100	Mar 28, 2019	reported	021-318447
CAPITAL DYNAMICS GLOBAL SECONDARIES IV, LP	Private Equity Fund	$157M	Mar 28, 2024	36	Dec 4, 2013	reported	021-215139
CAPITAL DYNAMICS TRANSACTION PARTNERS 2021 LP	Private Equity Fund	$149M	Mar 28, 2024	88	Mar 31, 2022	reported	021-385654
CAPITAL DYNAMICS CLEAN ENERGY INFRASTRUCTURE FUND X-C (DELAWARE), L.P.	Private Equity Fund	$140M	Mar 28, 2024	3	Mar 30, 2021	reported	021-380460
CAPITAL DYNAMICS CHAMPION VENTURES VII L.P.	Venture Capital Fund	$136M	Mar 28, 2024	42	Mar 29, 2012	reported	021-138742
CAPITAL DYNAMICS STRATEGIC SMALL CAP PROGRAM LP	Private Equity Fund	$128M	Mar 28, 2024	1	Mar 28, 2024	reported	n/a
CAPITAL DYNAMICS US VENTURE VII HOLDING, L.P.	Venture Capital Fund	$123M	Feb 28, 2022	3	Mar 31, 2017	dropped	n/a
CAPITAL DYNAMICS GLOBAL SECONDARIES VI (US), LP	Private Equity Fund	$105M	Mar 28, 2024	47	Mar 30, 2023	reported	021-445523
CAPITAL DYNAMICS MID-MARKET DIRECT IV (U.S.), L.P.	Private Equity Fund	$104M	Mar 28, 2024	33	Mar 31, 2017	reported	021-260701
CAPITAL DYNAMICS CHAMPION VENTURES VII HOLDING L.P.	Venture Capital Fund	$102M	Sep 26, 2016	59	Mar 29, 2012	dropped	n/a
CAPITAL DYNAMICS US VENTURE VII HOLDING LP	Venture Capital Fund	$99.6M	Mar 28, 2024	2	Sep 14, 2022	reported	n/a
CAPITAL DYNAMICS MID-MARKET DIRECT V (US) LP	Private Equity Fund	$95.2M	Mar 28, 2024	46	Mar 30, 2021	reported	021-358668
CAPITAL DYNAMICS GLOBAL SECONDARIES IV FEEDER (CAYMAN), LP	Private Equity Fund	$68.8M	Mar 28, 2024	12	Mar 30, 2016	reported	021-215141
CAPITAL DYNAMICS US MIDDLE MARKET CREDIT FUND II-L (DELAWARE) LP	Private Equity Fund	$66.3M	Mar 28, 2024	4	Mar 31, 2022	reported	021-426831
CAPITAL DYNAMICS MID-MARKET DIRECT IV FEEDER (CAYMAN), L.P.	Private Equity Fund	$41.2M	Mar 28, 2024	9	Mar 29, 2018	reported	021-286249
CAPITAL DYNAMICS GENERATION 2022 (US), LP	Private Equity Fund	$39.8M	Mar 28, 2024	7	Mar 31, 2022	reported	021-426061
CAPITAL DYNAMICS GENERATION 2022 (NON-US), LP	Private Equity Fund	$39.2M	Mar 28, 2024	3	Mar 31, 2022	reported	021-433528
CAPITAL DYNAMICS US MIDDLE MARKET CREDIT FUND L (DELAWARE), L.P.	Private Equity Fund	$33.4M	Mar 28, 2024	4	Mar 28, 2019	reported	021-318524
MARKET STREET OPPORTUNITIES FUND, L.P.	Private Equity Fund	$32.0M	Sep 14, 2022	3	Mar 31, 2017	dropped	021-263138
CAPITAL DYNAMICS CHAMPION VENTURES VI, L.P.	Venture Capital Fund	$29.1M	Mar 28, 2024	63	Mar 29, 2012	reported	021-112599

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AHMAD, HINA	CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER	Na	yes	07/2019	Feb 4, 2014	Mar 28, 2024
BERNSTEIN, ANDREW, GLENN	EXECUTIVE COMMITTEE MEMBER	Na	yes	03/2015	Jul 31, 2015	Mar 28, 2024
Bertagna, Dario	EXECUTIVE COMMITTEE MEMBER	Na	yes	03/2022	Mar 31, 2022	Mar 28, 2024
CAPITAL DYNAMICS HOLDING AG	Owner	E	yes	12/2018	Mar 29, 2012	Mar 28, 2024
CAPITAL DYNAMICS US INC.	Parent	E	yes	12/2018	Mar 28, 2019	Mar 28, 2024
COLES, BARNEY, ALISTAIR	EXECUTIVE COMMITTEE MEMBER	Na	yes	03/2022	Mar 31, 2022	Mar 28, 2024
CONWAY, REID, WILLIAM	GLOBAL CHIEF COMPLIANCE OFFICER	Na	yes	07/2020	Jul 21, 2020	Mar 28, 2024
DSA AG	Owner	E	yes	01/2021	Mar 30, 2021	Mar 28, 2024
GEORGIOU, GEORGE	EXECUTIVE COMMITTEE MEMBER	Na	yes	01/2013	Apr 15, 2013	Mar 28, 2024
GOSTIN, BRYN, GARETH	EXECUTIVE COMMITTEE MEMBER	Na	yes	03/2020	Mar 30, 2020	Mar 28, 2024
HAHN, MARTIN, GILLIS	CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER	Na	yes	11/2011	Jul 31, 2015	Mar 28, 2024
HIRSCHBIEL, CAROLIN	EXECUTIVE COMMITTEE MEMBER	Na	yes	03/2020	Mar 30, 2020	Mar 28, 2024
KUBR, THOMAS, J	Owner	D	yes	11/2023	Mar 30, 2016	Mar 28, 2024
KUBR, THOMAS, J	BOARD MEMBER	Na	yes	07/2012	Mar 30, 2016	Mar 28, 2024
MARKS, JOSEPH, BRINDIS	EXECUTIVE COMMITTEE MEMBER	Na	yes	03/2022	Mar 31, 2022	Mar 28, 2024
ZEITER, HARALD	GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER	Na	yes	03/2015	Jul 31, 2015	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 43

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPITAL DYNAMICS AG	n/a	Former SEC adviser	$871M	N	yes	n/a
CAPITAL DYNAMICS (HONG KONG) LTD	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS (US) GP II, L.P	n/a	n/a	n/a	Y	yes	n/a
CAPITAL DYNAMICS (US) GP III, LP	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS (US) GP IV, LP	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS (US) GP, LP	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS BROKER DEALER LLC	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS CHAMPION VENTURES I GP, LP	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS CHAMPION VENTURES II GP, LP	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS CHAMPION VENTURES III GP, LP	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS CHAMPION VENTURES IV GP, LP	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS CHAMPION VENTURES V GP, LP	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS CHAMPION VENTURES VI GP, LP	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS CO., LTD	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS GEN 2020 GP, LLC	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS GEN IX GP, LLC	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS GENERAL PARTNERS LTD.	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS GMBH	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS GP LLC	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS HOLDING AG	n/a	n/a	n/a	Y	yes	n/a
CAPITAL DYNAMICS LIMITED	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS MID-MARKET DIRECT IV GP, LP	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS MID-MARKET DIRECT VI (CAYMAN) GP LIMITED	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS MID-MARKET DIRECT VI (US) GP LLC	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS REAL ESTATE II GP, LP	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS REAL ESTATE III GP, LP	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS SGR S.P.A.	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS TP 2021 GP LLC	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS US CREDIT GP, LLC	n/a	n/a	n/a	Y	yes	n/a
CAPITAL DYNAMICS US CREDIT II GP, LLC	n/a	n/a	n/a	N	yes	n/a
CAPITAL DYNAMICS US INC.	n/a	n/a	n/a	Y	yes	n/a
CD ASSOCIATES (DELAWARE), LP	n/a	n/a	n/a	N	yes	n/a
CD CEI MM GP (LLC)	n/a	n/a	n/a	N	yes	n/a
CDHRJ CI GP, LP	n/a	n/a	n/a	N	yes	n/a
CDHRJ GBO I GP, LP	n/a	n/a	n/a	N	yes	n/a
CDHRJ GBO II GP, LP	n/a	n/a	n/a	N	yes	n/a
CDHRJ GBO III (ASIA) GP, LLC	n/a	n/a	n/a	N	yes	n/a
CDHRJ GBO III (EUROPE) GP, LLC	n/a	n/a	n/a	N	yes	n/a
CDHRJ GBO III (US) GP, LLC	n/a	n/a	n/a	N	yes	n/a
CDHRJ GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$2.7B	$2.4B	30	13	0	27	n/a
2024	Mar 31, 2025	$2.8B	$2.5B	29	12	0	32	n/a
2023	Mar 28, 2024	$2.8B	$2.6B	35	19	0	31	$2.0B
2022	Mar 30, 2023	$2.9B	$2.7B	42	19	1	30	$1.9B
2021	Mar 31, 2022	$3.1B	$2.8B	43	16	1	40	$2.0B
2020	Mar 30, 2021	$5.5B	$2.0B	61	31	1	39	$4.9B
2019	Mar 30, 2020	$5.0B	$2.0B	53	33	1	36	$2.5B
2018	Mar 28, 2019	$6.3B	$1.9B	49	29	1	36	$3.6B
2017	Mar 29, 2018	$4.9B	$2.1B	39	22	1	33	$4.1B
2016	Mar 31, 2017	$2.9B	$2.2B	31	16	n/a	36	$1.5B
2015	Mar 30, 2016	$2.2B	$2.0B	33	19	n/a	35	$1.7B
2014	Mar 31, 2015	$2.5B	$2.3B	45	20	n/a	32	$2.2B
2013	Mar 28, 2014	$1.8B	$1.8B	38	33	n/a	29	$2.2B
2012	Mar 28, 2013	$2.7B	$2.7B	38	33	n/a	28	$2.2B
2011	Mar 29, 2012	$2.7B	$2.7B	n/a	n/a	n/a	29	$2.7B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$2.8B	-4.5%	$2.9B	-2.8%	30	29	0	0

Relationships

Affiliated with (2)

→ CAPITAL DYNAMICS AGRegistered adviserother investment adviser, common control
factForm ADV
← CAPITAL DYNAMICS AGRegistered adviserother investment adviser, common control
factForm ADV

Advises (62)

→ CAPITAL DYNAMICS CLEAN ENERGY INFRASTRUCTURE FUND X-C (DELAWARE), L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ CAPITAL DYNAMICS STRATEGIC SMALL CAP PROGRAM LPPrivate fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ CAPITAL DYNAMICS GENERATION VIII US MID MARKET BUYOUT, LPPrivate fundPrivate Equity Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ CAPITAL DYNAMICS MID-MARKET DIRECT VI (US), LPPrivate fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ CAPITAL DYNAMICS MID-MARKET DIRECT VI (CAYMAN), LPPrivate fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ CAPITAL DYNAMICS MID-MARKET DIRECT IV (U.S.), L.P.Private fundPrivate Equity Fund, IA
Mar 31, 2017 to presentfactForm ADV
→ MARKET STREET OPPORTUNITIES FUND LPPrivate fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ CALPERS CLEAN ENERGY & TECHNOLOGY FUND, LLCPrivate fundPrivate Equity Fund, IA
Sep 14, 2022 to presentfactForm ADV
→ HRJ GLOBAL BUY-OUT III (EUROPE), L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ CAPITAL DYNAMICS MID-MARKET DIRECT V (CAYMAN), LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ CAPITAL DYNAMICS MID-MARKET DIRECT IV FEEDER (CAYMAN), L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ CAPITAL DYNAMICS GLOBAL SECONDARIES V (US) LPPrivate fundPrivate Equity Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ CAPITAL DYNAMICS CHAMPION VENTURES III, L.P.Private fundVenture Capital Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ CAPITAL DYNAMICS GLOBAL SECONDARIES IV, LPPrivate fundPrivate Equity Fund, IA
Dec 4, 2013 to presentfactForm ADV
→ CD CLEAN ENERGY AND INFRASTRUCTURE VII-A, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ CAPITAL DYNAMICS US VENTURE VII HOLDING LPPrivate fundVenture Capital Fund, IA
Sep 14, 2022 to presentfactForm ADV
→ CAPITAL DYNAMICS GLOBAL SECONDARIES IV FEEDER (CAYMAN), LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ HRJ CAPITAL VC VI (INTERNATIONAL), L.P.Private fundVenture Capital Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ CAPITAL DYNAMICS US MIDDLE MARKET CREDIT FUND L (DELAWARE), L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ HRJ GLOBAL BUY-OUT III (US), L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ CAPITAL DYNAMICS GENERATION 2022 (NON-US), LPPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ CAPITAL DYNAMICS CHAMPION VENTURES VI, L.P.Private fundVenture Capital Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ CAPITAL DYNAMICS GENERATION IX (US) LPPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ CAPITAL DYNAMICS MID-MARKET DIRECT V (US) LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ CAPITAL DYNAMICS GENERATION 2022 (US), LPPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ CAPITAL DYNAMICS CHAMPION VENTURES VII L.P.Private fundVenture Capital Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ HRJ SPECIAL OPPORTUNITIES II (U.S.), L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ CAPITAL DYNAMICS CHAMPION VENTURES IV (Q), L.P.Private fundVenture Capital Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ CAPITAL DYNAMICS TRANSACTION PARTNERS 2021 LPPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ CAPITAL DYNAMICS US MIDDLE MARKET CREDIT FUND II-L (DELAWARE) LPPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
and 32 more

Controls (15)

← BERNSTEIN, ANDREW, GLENNOwnerEXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Jul 31, 2015 to Mar 28, 2024factForm ADV
← MARKS, JOSEPH, BRINDISOwnerEXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Mar 31, 2022 to Mar 28, 2024factForm ADV
← CONWAY, REID, WILLIAMOwnerGLOBAL CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 21, 2020 to Mar 28, 2024factForm ADV
← KUBR, THOMAS, JOwnerOWNER, ownership code D, individual
Mar 30, 2016 to Mar 28, 2024factForm ADV
← GOSTIN, BRYN, GARETHOwnerEXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Mar 30, 2020 to Mar 28, 2024factForm ADV
← HAHN, MARTIN, GILLISOwnerCHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER, ownership code NA, individual
Jul 31, 2015 to Mar 28, 2024factForm ADV
← GEORGIOU, GEORGEOwnerEXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Apr 15, 2013 to Mar 28, 2024factForm ADV
← AHMAD, HINAOwnerCHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Feb 4, 2014 to Mar 28, 2024factForm ADV
← ZEITER, HARALDOwnerGROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Jul 31, 2015 to Mar 28, 2024factForm ADV
← HIRSCHBIEL, CAROLINOwnerEXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Mar 30, 2020 to Mar 28, 2024factForm ADV
← Bertagna, DarioOwnerEXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Mar 31, 2022 to Mar 28, 2024factForm ADV
← COLES, BARNEY, ALISTAIROwnerEXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Mar 31, 2022 to Mar 28, 2024factForm ADV
← CAPITAL DYNAMICS HOLDING AGOwnerOWNER, ownership code E, foreign entity
Mar 29, 2012 to Mar 28, 2024factForm ADV
← CAPITAL DYNAMICS US INC.OwnerPARENT, ownership code E, domestic entity
Mar 28, 2019 to Mar 28, 2024factForm ADV
← DSA AGOwnerOWNER, ownership code E, foreign entity
Mar 30, 2021 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 28, 2024
Control person left
Jacob Jens Ernberg (Executive Committee Member) no longer on Schedule A of Capital Dynamics, Inc. (listed 2023-11-08, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person left
Stuart Thomas Hall (Executive Committee Member) no longer on Schedule A of Capital Dynamics, Inc. (listed 2023-11-08, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person left
Simon Eaves (Executive Committee Member) no longer on Schedule A of Capital Dynamics, Inc. (listed 2023-11-08, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person left
Scott Benjamin Wiseman (Chief Financial Officer, Executive Committee Member) no longer on Schedule A of Capital Dynamics, Inc. (listed 2023-11-08, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Capital Dynamics, Inc. reported RAUM $3.1B, down 44% from $5.5B (2022-02-28 to 2022-03-31)
Form ADVobserved 6 days ago
$-2.4B
Occurred
Mar 31, 2022
Control person joined
Dario Bertagna (Executive Committee Member) appeared on Schedule A of Capital Dynamics, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Alistair Barney Coles (Executive Committee Member) appeared on Schedule A of Capital Dynamics, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Brindis Joseph Marks (Executive Committee Member) appeared on Schedule A of Capital Dynamics, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Scott Benjamin Wiseman (Chief Financial Officer, Executive Committee Member) appeared on Schedule A of Capital Dynamics, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person left
William John Breckenridge (Executive Committee Member, Board Member) no longer on Schedule A of Capital Dynamics, Inc. (listed 2020-08-24, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Jul 21, 2020
Control person joined
William Reid Conway (Global Chief Compliance Officer) appeared on Schedule A of Capital Dynamics, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Gareth Bryn Gostin (Executive Committee Member) appeared on Schedule A of Capital Dynamics, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Carolin Hirschbiel (Excecutive Committeee Member) appeared on Schedule A of Capital Dynamics, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
George Georgiou (Executive Committee Member) appeared on Schedule A of Capital Dynamics, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Louise Emma Anderson (Chief Financial Officer, Executive Committee Member) no longer on Schedule A of Capital Dynamics, Inc. (listed 2020-01-13, absent 2020-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Kazushige Kobayashi (Executive Committee Member) no longer on Schedule A of Capital Dynamics, Inc. (listed 2020-01-13, absent 2020-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Jill Lisa Lampert (Global Chief Compliance Officer) no longer on Schedule A of Capital Dynamics, Inc. (listed 2020-01-13, absent 2020-03-30)
Form ADVobserved 6 days ago
Occurred
Nov 26, 2019
Control person left
George Georgiou (Chief Operating Officer, Executive Committee Member) no longer on Schedule A of Capital Dynamics, Inc. (listed 2019-03-28, absent 2019-11-26)
Form ADVobserved 6 days ago
Occurred
Nov 26, 2019
Control person joined
Jill Lisa Lampert (Global Chief Compliance Officer) appeared on Schedule A of Capital Dynamics, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 28, 2019
Regulatory AUM changed
Capital Dynamics, Inc. reported RAUM $6.3B, up 28% from $4.9B (2018-09-04 to 2019-03-28)
Form ADVobserved 6 days ago
$1.4B
Occurred
Mar 28, 2019
Control person left
Jayne Angela Willetts (Executive Committee Member) no longer on Schedule A of Capital Dynamics, Inc. (listed 2018-09-04, absent 2019-03-28)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2019
Control person joined
Simon Eaves (Executive Committee Member) appeared on Schedule A of Capital Dynamics, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Capital Dynamics, Inc. reported RAUM $4.9B, up 42% from $3.5B (2017-09-19 to 2018-03-29)
Form ADVobserved 6 days ago
$1.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43503b0d-1c70-de3e-592c-cd473855e206
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL DYNAMICS, INC.

CRD 130320

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43503b0d-1c70-de3e-592c-cd473855e206

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CD CLEAN ENERGY AND INFRASTRUCTURE VII JV, LLC

Private Equity Fund

$2.1B

Feb 28, 2022

Mar 28, 2019

dropped

n/a

CD CLEAN ENERGY AND INFRASTRUCTURE V JV, LLC

Private Equity Fund

$1.1B

Feb 28, 2022

Sep 18, 2017

dropped

n/a

CD CLEAN ENERGY AND INFRASTRUCTURE V JV (HOLDCO), LLC

Private Equity Fund

$1.0B

Jan 13, 2020

Mar 29, 2018

dropped

n/a

CALPERS CLEAN ENERGY TECHONOLOGY FUND, LLC

Private Equity Fund

$230M

Dec 26, 2014

Mar 29, 2012

dropped

n/a

CD CLEAN ENERGY AND INFRASTRUCTURE VII-A, L.P.

Private Equity Fund

$228M

Mar 28, 2024

Mar 30, 2020

reported

021-337239

CAPITAL DYNAMICS GLOBAL SECONDARIES V (US) LP

Private Equity Fund

$211M

Mar 28, 2024

100

Mar 28, 2019

reported

021-318447

CAPITAL DYNAMICS GLOBAL SECONDARIES IV, LP

Private Equity Fund

$157M

Mar 28, 2024

Dec 4, 2013

reported

021-215139

CAPITAL DYNAMICS TRANSACTION PARTNERS 2021 LP

Private Equity Fund

$149M

Mar 28, 2024

Mar 31, 2022

reported

021-385654

CAPITAL DYNAMICS CLEAN ENERGY INFRASTRUCTURE FUND X-C (DELAWARE), L.P.

Private Equity Fund

$140M

Mar 28, 2024

Mar 30, 2021

reported

021-380460

CAPITAL DYNAMICS CHAMPION VENTURES VII L.P.

Venture Capital Fund

$136M

Mar 28, 2024

Mar 29, 2012

reported

021-138742

CAPITAL DYNAMICS STRATEGIC SMALL CAP PROGRAM LP

Private Equity Fund

$128M

Mar 28, 2024

reported

n/a

CAPITAL DYNAMICS US VENTURE VII HOLDING, L.P.

Venture Capital Fund

$123M

Feb 28, 2022

Mar 31, 2017

dropped

n/a

CAPITAL DYNAMICS GLOBAL SECONDARIES VI (US), LP

Private Equity Fund

$105M

Mar 28, 2024

Mar 30, 2023

reported

021-445523

CAPITAL DYNAMICS MID-MARKET DIRECT IV (U.S.), L.P.

Private Equity Fund

$104M

Mar 28, 2024

Mar 31, 2017

reported

021-260701

CAPITAL DYNAMICS CHAMPION VENTURES VII HOLDING L.P.

Venture Capital Fund

$102M

Sep 26, 2016

Mar 29, 2012

dropped

n/a

CAPITAL DYNAMICS US VENTURE VII HOLDING LP

Venture Capital Fund

$99.6M

Mar 28, 2024

Sep 14, 2022

reported

n/a

CAPITAL DYNAMICS MID-MARKET DIRECT V (US) LP

Private Equity Fund

$95.2M

Mar 28, 2024

Mar 30, 2021

reported

021-358668

CAPITAL DYNAMICS GLOBAL SECONDARIES IV FEEDER (CAYMAN), LP

Private Equity Fund

$68.8M

Mar 28, 2024

Mar 30, 2016

reported

021-215141

CAPITAL DYNAMICS US MIDDLE MARKET CREDIT FUND II-L (DELAWARE) LP

Private Equity Fund

$66.3M

Mar 28, 2024

Mar 31, 2022

reported

021-426831

CAPITAL DYNAMICS MID-MARKET DIRECT IV FEEDER (CAYMAN), L.P.

Private Equity Fund

$41.2M

Mar 28, 2024

Mar 29, 2018

reported

021-286249

CAPITAL DYNAMICS GENERATION 2022 (US), LP

Private Equity Fund

$39.8M

Mar 28, 2024

Mar 31, 2022

reported

021-426061

CAPITAL DYNAMICS GENERATION 2022 (NON-US), LP

Private Equity Fund

$39.2M

Mar 28, 2024

Mar 31, 2022

reported

021-433528

CAPITAL DYNAMICS US MIDDLE MARKET CREDIT FUND L (DELAWARE), L.P.

Private Equity Fund

$33.4M

Mar 28, 2024

Mar 28, 2019

reported

021-318524

MARKET STREET OPPORTUNITIES FUND, L.P.

Private Equity Fund

$32.0M

Sep 14, 2022

Mar 31, 2017

dropped

021-263138

CAPITAL DYNAMICS CHAMPION VENTURES VI, L.P.

Venture Capital Fund

$29.1M

Mar 28, 2024

Mar 29, 2012

reported

021-112599

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AHMAD, HINA

CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER

yes

07/2019

Feb 4, 2014

Mar 28, 2024

BERNSTEIN, ANDREW, GLENN

EXECUTIVE COMMITTEE MEMBER

yes

03/2015

Jul 31, 2015

Mar 28, 2024

Bertagna, Dario

EXECUTIVE COMMITTEE MEMBER

yes

03/2022

Mar 31, 2022

Mar 28, 2024

CAPITAL DYNAMICS HOLDING AG

Owner

yes

12/2018

Mar 29, 2012

Mar 28, 2024

CAPITAL DYNAMICS US INC.

Parent

yes

12/2018

Mar 28, 2019

Mar 28, 2024

COLES, BARNEY, ALISTAIR

EXECUTIVE COMMITTEE MEMBER

yes

03/2022

Mar 31, 2022

Mar 28, 2024

CONWAY, REID, WILLIAM

GLOBAL CHIEF COMPLIANCE OFFICER

yes

07/2020

Jul 21, 2020

Mar 28, 2024

DSA AG

Owner

yes

01/2021

Mar 30, 2021

Mar 28, 2024

GEORGIOU, GEORGE

EXECUTIVE COMMITTEE MEMBER

yes

01/2013

Apr 15, 2013

Mar 28, 2024

GOSTIN, BRYN, GARETH

EXECUTIVE COMMITTEE MEMBER

yes

03/2020

Mar 30, 2020

Mar 28, 2024

HAHN, MARTIN, GILLIS

CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER

yes

11/2011

Jul 31, 2015

Mar 28, 2024

HIRSCHBIEL, CAROLIN

EXECUTIVE COMMITTEE MEMBER

yes

03/2020

Mar 30, 2020

Mar 28, 2024

KUBR, THOMAS, J

Owner

yes

11/2023

Mar 30, 2016

Mar 28, 2024

KUBR, THOMAS, J

BOARD MEMBER

yes

07/2012

Mar 30, 2016

Mar 28, 2024

MARKS, JOSEPH, BRINDIS

EXECUTIVE COMMITTEE MEMBER

yes

03/2022

Mar 31, 2022

Mar 28, 2024

ZEITER, HARALD

GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER

yes

03/2015

Jul 31, 2015

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPITAL DYNAMICS AG

n/a

Former SEC adviser

$871M

yes

n/a

CAPITAL DYNAMICS (HONG KONG) LTD

n/a

yes

n/a

CAPITAL DYNAMICS (US) GP II, L.P

n/a

yes

n/a

CAPITAL DYNAMICS (US) GP III, LP

n/a

yes

n/a

CAPITAL DYNAMICS (US) GP IV, LP

n/a

yes

n/a

CAPITAL DYNAMICS (US) GP, LP

n/a

yes

n/a

CAPITAL DYNAMICS BROKER DEALER LLC

n/a

yes

n/a

CAPITAL DYNAMICS CHAMPION VENTURES I GP, LP

n/a

yes

n/a

CAPITAL DYNAMICS CHAMPION VENTURES II GP, LP

n/a

yes

n/a

CAPITAL DYNAMICS CHAMPION VENTURES III GP, LP

n/a

yes

n/a

CAPITAL DYNAMICS CHAMPION VENTURES IV GP, LP

n/a

yes

n/a

CAPITAL DYNAMICS CHAMPION VENTURES V GP, LP

n/a

yes

n/a

CAPITAL DYNAMICS CHAMPION VENTURES VI GP, LP

n/a

yes

n/a

CAPITAL DYNAMICS CO., LTD

n/a

yes

n/a

CAPITAL DYNAMICS GEN 2020 GP, LLC

n/a

yes

n/a

CAPITAL DYNAMICS GEN IX GP, LLC

n/a

yes

n/a

CAPITAL DYNAMICS GENERAL PARTNERS LTD.

n/a

yes

n/a

CAPITAL DYNAMICS GMBH

n/a

yes

n/a

CAPITAL DYNAMICS GP LLC

n/a

yes

n/a

CAPITAL DYNAMICS HOLDING AG

n/a

yes

n/a

CAPITAL DYNAMICS LIMITED

n/a

yes

n/a

CAPITAL DYNAMICS MID-MARKET DIRECT IV GP, LP

n/a

yes

n/a

CAPITAL DYNAMICS MID-MARKET DIRECT VI (CAYMAN) GP LIMITED

n/a

yes

n/a

CAPITAL DYNAMICS MID-MARKET DIRECT VI (US) GP LLC

n/a

yes

n/a

CAPITAL DYNAMICS REAL ESTATE II GP, LP

n/a

yes

n/a

CAPITAL DYNAMICS REAL ESTATE III GP, LP

n/a

yes

n/a

CAPITAL DYNAMICS SGR S.P.A.

n/a

yes

n/a

CAPITAL DYNAMICS TP 2021 GP LLC

n/a

yes

n/a

CAPITAL DYNAMICS US CREDIT GP, LLC

n/a

yes

n/a

CAPITAL DYNAMICS US CREDIT II GP, LLC

n/a

yes

n/a

CAPITAL DYNAMICS US INC.

n/a

yes

n/a

CD ASSOCIATES (DELAWARE), LP

n/a

yes

n/a

CD CEI MM GP (LLC)

n/a

yes

n/a

CDHRJ CI GP, LP

n/a

yes

n/a

CDHRJ GBO I GP, LP

n/a

yes

n/a

CDHRJ GBO II GP, LP

n/a

yes

n/a

CDHRJ GBO III (ASIA) GP, LLC

n/a

yes

n/a

CDHRJ GBO III (EUROPE) GP, LLC

n/a

yes

n/a

CDHRJ GBO III (US) GP, LLC

n/a

yes

n/a

CDHRJ GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$2.7B

$2.4B

n/a

2024

Mar 31, 2025

$2.8B

$2.5B

n/a

2023

Mar 28, 2024

$2.8B

$2.6B

$2.0B

2022

Mar 30, 2023

$2.9B

$2.7B

$1.9B

2021

Mar 31, 2022

$3.1B

$2.8B

$2.0B

2020

Mar 30, 2021

$5.5B

$2.0B

$4.9B

2019

Mar 30, 2020

$5.0B

$2.0B

$2.5B

2018

Mar 28, 2019

$6.3B

$1.9B

$3.6B

2017

Mar 29, 2018

$4.9B

$2.1B

$4.1B

2016

Mar 31, 2017

$2.9B

$2.2B

n/a

$1.5B

2015

Mar 30, 2016

$2.2B

$2.0B

n/a

$1.7B

2014

Mar 31, 2015

$2.5B

$2.3B

n/a

$2.2B

2013

Mar 28, 2014

$1.8B

n/a

$2.2B

2012

Mar 28, 2013

$2.7B

n/a

$2.2B

2011

Mar 29, 2012

$2.7B

n/a

$2.7B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.7B

$2.8B

-4.5%

$2.9B

-2.8%