DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••••• D•••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 44 filings
SEC status approved since Jun 19, 2008
RAUM
$2.7B
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
27
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$2.7B as of Mar 30, 2026
Mar 29, 2012$2.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20130 then
Employees (5.A)30 as of Mar 30, 2026
Mar 28, 201338 then
Private funds27 as of Mar 30, 2026
Mar 29, 201229 then
RAUM -4.5% over the last fiscal year-2.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $99.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.7B, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.7B for 26 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=12.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
62 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C• C•••• E••••• A•• I••••••••• V•• J•• L••no longer reported | Private Equity Fund | $2.1B | 4 | Mar 28, 2019 |
| C• C•••• E••••• A•• I••••••••• V• J•• L••no longer reported | Private Equity Fund | $1.1B | 4 | Sep 18, 2017 |
| C• C•••• E••••• A•• I••••••••• V• J• •••••••• L••no longer reported | Private Equity Fund | $1.0B | 4 | Mar 29, 2018 |
| C•••••• C•••• E••••• T••••••••• F•••• L••no longer reported | Private Equity Fund | $230M | 1 | Mar 29, 2012 |
| C• C•••• E••••• A•• I••••••••• V••••• L••• | Private Equity Fund | $228M | 16 | Mar 30, 2020 |
| C•••••• D••••••• G••••• S••••••••• V• ••• L• | Private Equity Fund | $211M | 100 | Mar 28, 2019 |
| C•••••• D••••••• G••••• S••••••••• I•• L• | Private Equity Fund | $157M | 36 | Dec 4, 2013 |
| C•••••• D••••••• T••••••••• P••••••• 2••• L• | Private Equity Fund | $149M | 88 | Mar 31, 2022 |
| C•••••• D••••••• C•••• E••••• I••••••••• F••• X•• ••••••••• L••• | Private Equity Fund | $140M | 3 | Mar 30, 2021 |
| C•••••• D••••••• C••••••• V••••••• V•• L••• | Venture Capital Fund | $136M | 42 | Mar 29, 2012 |
| C•••••• D••••••• S•••••••• S•••• C•• P•••••• L• | Private Equity Fund | $128M | 1 | Mar 28, 2024 |
| C•••••• D••••••• U• V•••••• V•• H••••••• L•••no longer reported | Venture Capital Fund | $123M | 3 | Mar 31, 2017 |
| C•••••• D••••••• G••••• S••••••••• V• •••• L• | Private Equity Fund | $105M | 47 | Mar 30, 2023 |
| C•••••• D••••••• M••••••••• D••••• I• •••••• L••• | Private Equity Fund | $104M | 33 | Mar 31, 2017 |
| C•••••• D••••••• C••••••• V••••••• V•• H•••••• L•••no longer reported | Venture Capital Fund | $102M | 59 | Mar 29, 2012 |
| C•••••• D••••••• U• V•••••• V•• H•••••• L• | Venture Capital Fund | $99.6M | 2 | Sep 14, 2022 |
| C•••••• D••••••• M••••••••• D••••• V• ••• L• | Private Equity Fund | $95.2M | 46 | Mar 30, 2021 |
| C•••••• D••••••• G••••• S••••••••• I• F••••• •••••••• L• | Private Equity Fund | $68.8M | 12 | Mar 30, 2016 |
| C•••••• D••••••• U• M••••• M••••• C••••• F••• I••• ••••••••• L• | Private Equity Fund | $66.3M | 4 | Mar 31, 2022 |
| C•••••• D••••••• M••••••••• D••••• I• F••••• •••••••• L••• | Private Equity Fund | $41.2M | 9 | Mar 29, 2018 |
| C•••••• D••••••• G••••••••• 2••• •••• L• | Private Equity Fund | $39.8M | 7 | Mar 31, 2022 |
| C•••••• D••••••• G••••••••• 2••• •••••••• L• | Private Equity Fund | $39.2M | 3 | Mar 31, 2022 |
| C•••••• D••••••• U• M••••• M••••• C••••• F••• L• ••••••••• L••• | Private Equity Fund | $33.4M | 4 | Mar 28, 2019 |
| M••••• S••••• O••••••••• F•••• L•••no longer reported | Private Equity Fund | $32.0M | 3 | Mar 31, 2017 |
| C•••••• D••••••• C••••••• V••••••• V•• L••• | Venture Capital Fund | $29.1M | 63 | Mar 29, 2012 |
| C•••••• D••••••• G••••••••• V•••••• M••••••••• B•••••• L•••no longer reported | Private Equity Fund | $28.0M | 15 | Mar 29, 2012 |
| M••••• S••••• O••••••••• F••• L• | Private Equity Fund | $27.4M | 1 | Mar 28, 2024 |
| C•••••• D••••••• M••••••••• D••••• V• •••••••• L• | Private Equity Fund | $25.4M | 9 | Mar 30, 2021 |
| C•••••• D••••••• G••••••••• V••• U• M•• M••••• B•••••• L• | Private Equity Fund | $22.1M | 5 | Mar 31, 2015 |
| C•••••• D••••••• G••••••••• I• ••• L• | Private Equity Fund | $19.7M | 1 | Mar 31, 2022 |
| H•• C•••••• V• V• ••••••••• L••• | Venture Capital Fund | $16.4M | 67 | Mar 29, 2012 |
| H•• S•••••• O••••••••• I• •••••• L••• | Private Equity Fund | $15.4M | 108 | Mar 29, 2012 |
| C•••••• D••••••• R••• E••••• I• L•••no longer reported | Real Estate Fund | $11.2M | 104 | Mar 29, 2012 |
| C•••••• D••••••• C••••••• V••••••• V• L•••no longer reported | Venture Capital Fund | $11.1M | 137 | Mar 29, 2012 |
| H•• G••••• B•••••• I•• •••• L••• | Private Equity Fund | $9.1M | 86 | Mar 29, 2012 |
| C•••••• D••••••• C••••••• V••••••• I• ••• L••• | Venture Capital Fund | $7.9M | 77 | Mar 29, 2012 |
| C•••••• C•••• E••••• • T••••••••• F•••• L•• | Private Equity Fund | $5.2M | 2 | Sep 14, 2022 |
| C•••••• D••••••• C••••••• V••••••• I••• L••• | Venture Capital Fund | $5.2M | 69 | Mar 29, 2012 |
| H•• G••••• C•••••• I•• L•••no longer reported | Private Equity Fund | $4.1M | 99 | Mar 29, 2012 |
| H•• C•••••• V• V• ••••••••• L•••no longer reported | Venture Capital Fund | $3.3M | 149 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••• H••• · Chief Operating Officer, Board Member, Executive Committee Membercontrolsince 07/2019 · owns less than 5%
- B••••••••• A•••••• G•••• · Executive Committee Membercontrolsince 03/2015 · owns less than 5%
- B•••••••• D•••• · Executive Committee Membercontrolsince 03/2022 · owns less than 5%
- C••••• B•••••• A••••••• · Executive Committee Membercontrolsince 03/2022 · owns less than 5%
- C•••••• R•••• W•••••• · Global Chief Compliance Officercontrolsince 07/2020 · owns less than 5%
- G•••••••• G••••• · Executive Committee Membercontrolsince 01/2013 · owns less than 5%
- G•••••• B•••• G••••• · Executive Committee Membercontrolsince 03/2020 · owns less than 5%
- H•••• M•••••• G••••• · Chief Executive Officer, Executive Committee Member And Board Membercontrolsince 11/2011 · owns less than 5%
- H••••••••• C•••••• · Executive Committee Membercontrolsince 03/2020 · owns less than 5%
- K•••• T•••••• J• · Board Membercontrolsince 07/2012 · owns less than 5%
- M••••• J•••••• B•••••• · Executive Committee Membercontrolsince 03/2022 · owns less than 5%
- Z•••••• H••••• · Group G•••••• Counsel, Executive Committee Membercontrolsince 03/2015 · owns less than 5%
- K•••• T•••••• J• · Ownercontrolsince 11/2023 · owns 50% to 75% of D•• A•
Entity owners
- C•••••• D••••••• U• I••• · Parentdirect · owns 75% or more
- C•••••• D••••••• H•••••• A• · Ownerindirect · owns 75% or more of C•••••• D••••••• U• I•••
- D•• A• · Ownerindirect · owns 75% or more of C•••••• D••••••• H•••••• A•
Related persons
Schedule D 7.A
- C•••••• D••••••• •••• K•••• L••investment advisern
- C•••••• D••••••• ••• G• I•• L••pooled vehicle sponsory
- C•••••• D••••••• ••• G• I••• L•pooled vehicle sponsorn
- C•••••• D••••••• ••• G• I•• L•pooled vehicle sponsorn
- C•••••• D••••••• ••• G•• L•pooled vehicle sponsorn
- C•••••• D••••••• A•investment advisernRAUM $871M
- C•••••• D••••••• B••••• D••••• L••broker-dealern
- C•••••• D••••••• C••••••• V••••••• I• G•• L•pooled vehicle sponsorn
- C•••••• D••••••• C••••••• V••••••• I• G•• L•pooled vehicle sponsorn
- C•••••• D••••••• C••••••• V••••••• I•• G•• L•pooled vehicle sponsorn
- C•••••• D••••••• C••••••• V••••••• I• G•• L•pooled vehicle sponsorn
- C•••••• D••••••• C••••••• V••••••• V• G•• L•pooled vehicle sponsorn
- C•••••• D••••••• C••••••• V••••••• V• G•• L•pooled vehicle sponsorn
- C•••••• D••••••• C••• L••investment advisern
- C•••••• D••••••• G•• 2••• G•• L••pooled vehicle sponsorn
- C•••••• D••••••• G•• I• G•• L••pooled vehicle sponsorn
- C•••••• D••••••• G•••••• P••••••• L•••pooled vehicle sponsorn
- C•••••• D••••••• G•••broker-dealern
- C•••••• D••••••• G• L••pooled vehicle sponsorn
- C•••••• D••••••• H•••••• A•y
- C•••••• D••••••• L••••••investment advisern
- C•••••• D••••••• M••••••••• D••••• I• G•• L•pooled vehicle sponsorn
- C•••••• D••••••• M••••••••• D••••• V• ••••••• G• L••••••pooled vehicle sponsorn
- C•••••• D••••••• M••••••••• D••••• V• ••• G• L••pooled vehicle sponsorn
- C•••••• D••••••• R••• E••••• I• G•• L•pooled vehicle sponsorn
- C•••••• D••••••• R••• E••••• I•• G•• L•pooled vehicle sponsorn
- C•••••• D••••••• S•• S•••••investment advisern
- C•••••• D••••••• T• 2••• G• L••pooled vehicle sponsorn
- C•••••• D••••••• U• C••••• G•• L••pooled vehicle sponsory
- C•••••• D••••••• U• C••••• I• G•• L••pooled vehicle sponsorn
Advisers that list C•••••• D•••••••• I••• as a related person
- 160881 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 32 to 27Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 12 to 13Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 32 to 27Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $3.2B to $2.7BMar 31, 2025 to Mar 30, 2026
- Employees · 29 to 30Mar 31, 2025 to Mar 30, 2026
- Private funds · 32 to 27Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.5B to $2.4BMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $286M to $323MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.8B to $2.7BMar 31, 2025 to Mar 30, 2026
- RAUM · $2.8B to $2.7BMar 31, 2025 to Mar 30, 2026
- Accounts · 31 to 32Jan 23, 2025 to Mar 31, 2025
- Advisory employees · 19 to 12Jan 23, 2025 to Mar 31, 2025
- Advisory activities · 3 to 1Jan 23, 2025 to Mar 31, 2025
- BD registered reps · 14 to 12Jan 23, 2025 to Mar 31, 2025
- Pooled vehicle clients · 31 to 32Jan 23, 2025 to Mar 31, 2025
- Assets in custody · $2.8B to $3.2BJan 23, 2025 to Mar 31, 2025
- Employees · 35 to 29Jan 23, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 23, 2025 to Mar 31, 2025
- Private funds · 31 to 32Jan 23, 2025 to Mar 31, 2025
- Discretionary RAUM · $2.6B to $2.5BJan 23, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $252M to $286MJan 23, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $2.8B to $2.8BJan 23, 2025 to Mar 31, 2025
- RAUM · $2.8B to $2.8BJan 23, 2025 to Mar 31, 2025
- Accounts · 32 to 31Nov 8, 2023 to Mar 28, 2024
- BD registered reps · 18 to 14Nov 8, 2023 to Mar 28, 2024
- Pooled vehicle clients · 30 to 31Nov 8, 2023 to Mar 28, 2024
- Assets in custody · $2.9B to $2.8BNov 8, 2023 to Mar 28, 2024
- Employees · 42 to 35Nov 8, 2023 to Mar 28, 2024
- Other offices · 1 to 0Nov 8, 2023 to Mar 28, 2024
- Private funds · 30 to 31Nov 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.7B to $2.6BNov 8, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $255M to $252MNov 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.7B to $2.8BNov 8, 2023 to Mar 28, 2024
- RAUM · $2.9B to $2.8BNov 8, 2023 to Mar 28, 2024
- Accounts · 44 to 32Sep 14, 2022 to Mar 30, 2023
- Advisory employees · 16 to 19Sep 14, 2022 to Mar 30, 2023
- BD registered reps · 20 to 18Sep 14, 2022 to Mar 30, 2023
- Pooled vehicle clients · 41 to 30Sep 14, 2022 to Mar 30, 2023
- Assets in custody · $3.1B to $2.9BSep 14, 2022 to Mar 30, 2023
- Employees · 43 to 42Sep 14, 2022 to Mar 30, 2023
Signals
23 dated events
- Jacob Jens Ernberg (Executive Committee Member) no longer on Schedule A of C•••••• D•••••••• I••• (listed 2023-11-08, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Stuart Thomas Hall (Executive Committee Member) no longer on Schedule A of C•••••• D•••••••• I••• (listed 2023-11-08, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- S•••• E•••• (Executive Committee Member) no longer on Schedule A of C•••••• D•••••••• I••• (listed 2023-11-08, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Scott Benjamin Wiseman (Chief Financial Officer, Executive Committee Member) no longer on Schedule A of C•••••• D•••••••• I••• (listed 2023-11-08, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- C•••••• D•••••••• I••• reported RAUM $3.1B, down 44% from $5.5B (2022-02-28 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- D•••• B••••••• (Executive Committee Member) appeared on Schedule A of C•••••• D•••••••• I•••Mar 31, 2022 · Control person joined · fact
- Alistair Barney Coles (Executive Committee Member) appeared on Schedule A of C•••••• D•••••••• I•••Mar 31, 2022 · Control person joined · fact
- Brindis Joseph Marks (Executive Committee Member) appeared on Schedule A of C•••••• D•••••••• I•••Mar 31, 2022 · Control person joined · fact
- Scott Benjamin Wiseman (Chief Financial Officer, Executive Committee Member) appeared on Schedule A of C•••••• D•••••••• I•••Mar 31, 2022 · Control person joined · fact
- William John Breckenridge (Executive Committee Member, Board Member) no longer on Schedule A of C•••••• D•••••••• I••• (listed 2020-08-24, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- William Reid Conway (Global Chief Compliance Officer) appeared on Schedule A of C•••••• D•••••••• I•••Jul 21, 2020 · Control person joined · fact
- Gareth Bryn Gostin (Executive Committee Member) appeared on Schedule A of C•••••• D•••••••• I•••Mar 30, 2020 · Control person joined · fact
- Carolin Hirschbiel (Excecutive Committeee Member) appeared on Schedule A of C•••••• D•••••••• I•••Mar 30, 2020 · Control person joined · fact
- George Georgiou (Executive Committee Member) appeared on Schedule A of C•••••• D•••••••• I•••Mar 30, 2020 · Control person joined · fact
- Louise Emma Anderson (Chief Financial Officer, Executive Committee Member) no longer on Schedule A of C•••••• D•••••••• I••• (listed 2020-01-13, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Kazushige Kobayashi (Executive Committee Member) no longer on Schedule A of C•••••• D•••••••• I••• (listed 2020-01-13, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Jill Lisa Lampert (Global Chief Compliance Officer) no longer on Schedule A of C•••••• D•••••••• I••• (listed 2020-01-13, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- George Georgiou (Chief Operating Officer, Executive Committee Member) no longer on Schedule A of C•••••• D•••••••• I••• (listed 2019-03-28, absent 2019-11-26)Nov 26, 2019 · Control person left · inference
- Jill Lisa Lampert (Global Chief Compliance Officer) appeared on Schedule A of C•••••• D•••••••• I•••Nov 26, 2019 · Control person joined · fact
- C•••••• D•••••••• I••• reported RAUM $6.3B, up 28% from $4.9B (2018-09-04 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Jayne Angela Willetts (Executive Committee Member) no longer on Schedule A of C•••••• D•••••••• I••• (listed 2018-09-04, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- S•••• E•••• (Executive Committee Member) appeared on Schedule A of C•••••• D•••••••• I•••Mar 28, 2019 · Control person joined · fact
- C•••••• D•••••••• I••• reported RAUM $4.9B, up 42% from $3.5B (2017-09-19 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- C•••••• D•••••••• I••• · Independent Sponsorsshared crd · capital_provider
- C•••••• D•••••••• I••• · Private Equityshared crd · organization
- C•••••• D•••••••• I••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/capital-dynamicsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- CAPDYN.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-798-3400reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C•••••• D•••••••• I••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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