P•••• B•••••••

Advisor at A••••• W••••• A••••••• I•••

Santa Clara, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:435eb597-2697-5680-d761-17f2a5977c9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• A••••••• I•••	Independent wealth	Jul 16, 2020	n/a	yes	Santa Clara, CA	Current employment
Q•••••••• P•••••••	State registered	Oct 18, 2019	Jul 21, 2020	no	Santa Clara, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••••• P•••••••	A••••• W••••• A••••••• I•••	Jul 21, 2020	Jul 16, 2020	-5	Firm change	Other
Q•••••••• P•••••••	Q•••••••• P•••••••	Dec 11, 2019	Oct 18, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
152546:304788:CA:2019-12-11	Dec 11, 2019	Oct 18, 2019	SANTA CLARA, CA	Firm change after gap

Relationships

Registered with (3)

→ A••••• W••••• A••••••• I•••Registered adviserregistration: current employment
Jul 16, 2020 to presentfactForm ADV
→ Q•••••••• P•••••••Registered adviserregistration: previous registration
Oct 18, 2019 to Jul 21, 2020factForm ADV
→ Q•••••••• P•••••••Registered adviserregistration: previous registration
Aug 1, 2018 to Dec 11, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:435eb597-2697-5680-d761-17f2a5977c9a
First observed: Aug 1, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.