DFX Intelligence

R••••••• W••••• S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

R••••••• W••••• S••••••••• L••

CRD 318599

JACKSON, MS

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Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 0
Observed: May 9, 2022 to Mar 20, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $388M••• Locked
Discretionary RAUM: $388M
Private client RAUM: $357Mderived••• Locked
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $64.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••••• W•••••• A••••	Certified Financial Planner	Jackson, MS	4	23	2	no
P•••••• C•••••• B••••••	n/a	Jackson, MS	4	34

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• C••••••• W••••••	PRESIDENT AND CHIEF FINANCIAL OFFICER	C	yes	07/2022	Jul 1, 2022	May 16, 2024
B••••••• P••••••• C••••••	CHIEF EXECUTIVE OFFICER	D	yes	07/2022	Jul 1, 2022	May 16, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$388M	$316M	22.6%	$228M	19.4%	7	5	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•••• • P•••••	3	Jul 28, 2022	Aug 15, 2022	JACKSON, MS	Team lift out	RIA to new firm	20.0%

Relationships

Registered with (6)

← P•••••• C•••••• B••••••Advisorregistration: current employment
May 15, 2026 to presentfactForm ADV
← V•••••• H••• G•••••••Advisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← T••••• W••••••••Advisorregistration: current employment
Mar 4, 2024 to presentfactForm ADV
← P•••••• C•••••• B••••••

Dated events

Order

Occurred
28 Jul 2022
Team lift-out
••• Locked
Form ADV
3 advisors
Occurred
1 Jul 2022
Control person joined3 events
R••••••• W••••• S••••••••• L••: control person joined, 3 events, on 1 Jul 2022
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
1 Jul 2022
Control person left
••• Locked
Form ADV
Occurred
9 May 2022
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 9, 2022
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.