DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Resolute Wealth Strategies, LLC
Latest filing Mar 20, 2026
First filing on the tape May 9, 2022 · 13 filings
SEC status approved since Jun 9, 2022
RAUM
$388M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$357M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$64.6M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$388M as of Mar 20, 2026
Mar 28, 2023$228M then
HNW client RAUM$319M as of Mar 20, 2026
Mar 28, 2023$196M then
State-registered IARs (5.B.3)5 as of Mar 20, 2026
Mar 28, 20233 then
Employees (5.A)7 as of Mar 20, 2026
Mar 28, 20235 then
Private funds: no history
RAUM +23% over the last fiscal year+19% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $64.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $551,323derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $67.9M, 94 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$319M82%
- Individuals$38.2M9.8%
- Pension and profit-sharing plans$21.2M5.5%
- Charitable organizations$5.5M1.4%
- Corporations and businesses$3.8M1.0%
- Individual clients
- 144reported
- HNW clients
- 135reported
- Pension plan clients
- 11reported
- Charitable clients
- 2reported
- Accounts
- 703reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $67.9M for 94 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles Warwick AlleyCertified Financial Planner | Jackson, Ms | Jul 26, 2022 | 23 y | 2 |
| Michael A PuckettChartered Financial Analyst | Jackson, Ms | Aug 15, 2022 | 11 y | 2 |
| Phillip Crowell Burnett | Jackson, Ms | Aug 15, 2022 | 34 y | 3 |
| Taylor Weintritt | Jackson, Ms | Mar 4, 2024 | 12 y | 0 |
| Vincent Hays Gaglione | Jackson, Ms | Mar 2, 2026 | 12 y | 0 |
| Phillip Crowell Burnett | Nashville, Tn | May 15, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Michael A Puckett from Coker & PalmerAug 15, 2022 · RIA to a newly registered adviser
- Phillip Crowell Burnett from Coker & PalmerAug 15, 2022 · RIA to a newly registered adviser
- Charles Warwick Alley from Coker & PalmerJul 26, 2022 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Coker & PalmerJul 28, 2022 · Jackson, Ms
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Warwick Charles Alley · President And Chief Financial Officercontrolsince 07/2022 · owns 25% to 50%
- Crowell Phillip Burnett · Chief Executive Officercontrolsince 07/2022 · owns 50% to 75%
- A Michael Puckett · Chief Investment Officercontrolsince 07/2022 · owns 5% to 10%
- S Andrew Warning · Chief Compliance Officersince 07/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jackson, Ms · principal | 6 | 2 | 0 | ||
| Nashville, Tn | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 584 to 703Apr 22, 2025 to Mar 20, 2026
- Advisory employees · 4 to 5Apr 22, 2025 to Mar 20, 2026
- Corporate clients · 3 to 9Apr 22, 2025 to Mar 20, 2026
- HNW clients · 143 to 135Apr 22, 2025 to Mar 20, 2026
- Individual clients · 133 to 144Apr 22, 2025 to Mar 20, 2026
- Pension plan clients · 6 to 11Apr 22, 2025 to Mar 20, 2026
- Assets in custody · $24.8M to $67.9MApr 22, 2025 to Mar 20, 2026
- Employees · 5 to 7Apr 22, 2025 to Mar 20, 2026
- State-registered IARs · 4 to 5Apr 22, 2025 to Mar 20, 2026
- Discretionary RAUM · $316M to $388MApr 22, 2025 to Mar 20, 2026
- HNW RAUM · $262M to $319MApr 22, 2025 to Mar 20, 2026
- Individual RAUM · $26.9M to $38.2MApr 22, 2025 to Mar 20, 2026
- Pension RAUM · $18.3M to $21.2MApr 22, 2025 to Mar 20, 2026
- RAUM · $316M to $388MApr 22, 2025 to Mar 20, 2026
- Charity clients · 0 to 2May 16, 2024 to Apr 22, 2025
- Corporate clients · 4 to 3May 16, 2024 to Apr 22, 2025
- HNW clients · 132 to 143May 16, 2024 to Apr 22, 2025
- Individual clients · 107 to 133May 16, 2024 to Apr 22, 2025
- Pension plan clients · 9 to 6May 16, 2024 to Apr 22, 2025
- Assets in custody · $33.9M to $24.8MMay 16, 2024 to Apr 22, 2025
- Financial planning clients · 1-10 to 11-25May 16, 2024 to Apr 22, 2025
- Discretionary RAUM · $259M to $316MMay 16, 2024 to Apr 22, 2025
- HNW RAUM · $222M to $262MMay 16, 2024 to Apr 22, 2025
- Individual RAUM · $18.8M to $26.9MMay 16, 2024 to Apr 22, 2025
- Pension RAUM · $9.5M to $18.3MMay 16, 2024 to Apr 22, 2025
- RAUM · $259M to $316MMay 16, 2024 to Apr 22, 2025
- Accounts · 547 to 584Aug 24, 2023 to Mar 14, 2024
- Advisory employees · 3 to 4Aug 24, 2023 to Mar 14, 2024
- HNW clients · 124 to 132Aug 24, 2023 to Mar 14, 2024
- Individual clients · 99 to 107Aug 24, 2023 to Mar 14, 2024
- Pension plan clients · 2 to 9Aug 24, 2023 to Mar 14, 2024
- Assets in custody · $43.0M to $33.9MAug 24, 2023 to Mar 14, 2024
- Financial planning clients · 11-25 to 1-10Aug 24, 2023 to Mar 14, 2024
- State-registered IARs · 3 to 4Aug 24, 2023 to Mar 14, 2024
- Discretionary RAUM · $228M to $259MAug 24, 2023 to Mar 14, 2024
- HNW RAUM · $196M to $222MAug 24, 2023 to Mar 14, 2024
- Individual RAUM · $18.7M to $18.8MAug 24, 2023 to Mar 14, 2024
- Pension RAUM · $4.8M to $9.5MAug 24, 2023 to Mar 14, 2024
- RAUM · $228M to $259MAug 24, 2023 to Mar 14, 2024
- Accounts · 460 to 547Oct 3, 2022 to Mar 28, 2023
Signals
6 dated events
- 3 advisors left Coker & Palmer (Jackson, MS) for Resolute Wealth Strategies, LLC on the same dayJul 28, 2022 · Team lift-out · derived
- Crowell Phillip Burnett (Chief Executive Officer) appeared on Schedule A of Resolute Wealth Strategies, LlcJul 1, 2022 · Control person joined · fact
- Warwick Charles Alley (President And Chief Financial Officer) appeared on Schedule A of Resolute Wealth Strategies, LlcJul 1, 2022 · Control person joined · fact
- A Michael Puckett (Chief Investment Officer) appeared on Schedule A of Resolute Wealth Strategies, LlcJul 1, 2022 · Control person joined · fact
- Sean Kevin Woodard (Manager, Member And Chief Compliance Officer) no longer on Schedule A of Resolute Wealth Strategies, Llc (listed 2022-05-17, absent 2022-07-01)Jul 1, 2022 · Control person left · inference
- Dcs Investment Advisory Services, Llc filed its initial SEC registration (Form ADV)May 9, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- phillip3@theresoluteadvisor.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- margaret@theresoluteadvisor.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- phil@theresoluteadvisor.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- vinny@theresoluteadvisor.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- warwick@theresoluteadvisor.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 601-952-8850reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 601-952-8855reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 601-952-8858reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/resolute-wealth-strategiesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- theresoluteadvisor.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 601-952-8850reportedpublic record, Form ADV, Mar 20, 2026
- Team page
- theresoluteadvisor.com/our-peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026