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RIA / WealthAdvisor16 years in industry

STUART W HUCKIN

Advisor at WATERLOO CAPITAL

AUSTIN, TX | DALLAS, TX

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Search this name across graphsid dfx:ria:4363ba88-d698-8929-8762-79bf4e61c80a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 11, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WATERLOO CAPITAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 10, 2010
First registration: May 11, 2010
Dual registered: no
IAPD individual key: 5755455

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WATERLOO CAPITAL	Independent wealth	Mar 3, 2025	n/a	yes	DALLAS, TX\|AUSTIN, TX	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	Oct 11, 2023	no	ATLANTA, GA\|Dallas, TX\|DALLAS, TX	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Feb 24, 2017	Feb 17, 2021	no	DALLAS, TX\|RICHMOND, VA	Previous registration
USCA RIA LLC	Former SEC adviser	Aug 18, 2014	Aug 4, 2017	no	HOUSTON, TX\|DALLAS, TX	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	May 11, 2010	Sep 15, 2014	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	WATERLOO CAPITAL	Oct 11, 2023	Mar 3, 2025	509	Firm change after gap	Ibd to RIA
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
USCA RIA LLC	BB&T SECURITIES, LLC	Aug 4, 2017	Feb 24, 2017	-161	Firm change after gap	Other
CREDIT SUISSE SECURITIES (USA) LLC	USCA RIA LLC	Sep 15, 2014	Aug 18, 2014	-28	Firm change	Other

Relationships

Registered with (5)

→ WATERLOO CAPITALRegistered adviserregistration: current employment
Mar 3, 2025 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to Oct 11, 2023factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 24, 2017 to Feb 17, 2021factForm ADV
→ USCA RIA LLCRegistered adviserregistration: previous registration
Aug 18, 2014 to Aug 4, 2017factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
May 11, 2010 to Sep 15, 2014factForm ADV

Dated events

Occurred
Oct 11, 2023
Advisor changed firm
Stuart W Huckin left Truist Advisory Services, Inc. for Waterloo Capital (registered 2025-03-03)
Form ADVobserved 5 days ago