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Advisor at 4 SEASONS ADVISORS
BLUEFIELD, WV | PRINCETON, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 4 SEASONS ADVISORS | State registered | Jul 20, 2012 | n/a | yes | BLUEFIELD, WV|PRINCETON, WV | Current employment |
| KALOS MANAGEMENT | Former SEC adviser | Jun 28, 2011 | Dec 1, 2011 | no | PRINCETON, WV|PONTE VEDRA BEACH, FL | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Nov 14, 2000 | Mar 23, 2011 | no | PRINCETON, WV|PRINCETON, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KALOS MANAGEMENT | 4 SEASONS ADVISORS | Dec 1, 2011 | Jul 20, 2012 | 232 | Firm change | Other |
| PRUCO SECURITIES, LLC | KALOS MANAGEMENT | Mar 23, 2011 | Jun 28, 2011 | 97 | Firm change | Other |