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H•••••• I••••••••• C••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H•••••• I••••••••• C••••••••• L••

CRD 110258

HUNT VALLEY, MD

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Search this name across graphsid dfx:ria:43766707-fc8d-e2dd-bc8d-3062c2a62619

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Mar 23, 2012 to Mar 9, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $549MItem 5.F on the latest filing (2026-03-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $549M
Private client RAUM: $523MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• J•••• M••••	Chartered Financial Consultant	HUNT VALLEY, MD	18	25	2	no
D•••• R•••••• B••••	n/a	HUNT VALLEY, MD	10	24

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• T•••• L•••••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2024	Oct 2, 2024	Oct 2, 2024
M••••• M••••••• J••••	MANAGING MEMBER	E	yes	01/2017	Apr 3, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H•••••• I•••••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$549M	$492M	11.7%	$403M	10.9%	12	12	0	0

Relationships

Registered with (8)

← M••• C•••••••• P••••••Advisorregistration: current employment
Oct 3, 2017 to presentfactForm ADV
← D•••• M•••• Z••••••Advisorregistration: current employment
Jun 17, 2016 to presentfactForm ADV
← D•••• R•••••• B••••Advisorregistration: current employment
Apr 7, 2016 to presentfactForm ADV
← M•••••• J•••• M••••

Dated events

Occurred
Aug 20, 2026
Advisor changed firm
Benjamin David Laubach left H•••••• I••••••••• C••••••••• L•• for Mercer Global Advisors Inc. (registered 2026-07-14)
Form ADVobserved 7 days ago
Occurred
Oct 2, 2024
Control person joined
Louise Tina Gallo (Chief Compliance Officer) appeared on Schedule A of H•••••• I••••••••• C••••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43766707-fc8d-e2dd-bc8d-3062c2a62619
First observed: Mar 23, 2012
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 9, 2026	$549M	$549M	12	5	0	n/a	n/a
2024	Feb 24, 2025	$492M	$492M	12	4	0	n/a	n/a
2023	Mar 11, 2024	$448M	$448M	10	9	0	n/a	n/a
2022	Feb 17, 2023	$403M	$403M	10	9	0	n/a	n/a
2021	Mar 10, 2022	$421M	$421M	10	9	0	n/a	n/a
2020	Mar 25, 2021	$386M	$386M	9	8	0	n/a	n/a
2019	Mar 4, 2020	$365M	$351M	9	8	0	n/a	n/a
2018	Mar 20, 2019	$313M	$302M	9	8	0	n/a	n/a
2017	Mar 31, 2018	$335M	$297M	9	8	0	n/a	n/a
2016	Apr 3, 2017	$289M	$257M	9	8	n/a	n/a	n/a
2015	Mar 24, 2016	$293M	$262M	9	8	n/a	n/a	n/a
2014	Mar 27, 2015	$307M	$277M	9	8	n/a	n/a	n/a
2013	Mar 27, 2014	$292M	$264M	9	7	n/a	n/a	n/a
2012	Mar 25, 2013	$298M	$274M	9	7	n/a	n/a	n/a
2011	Mar 23, 2012	$247M	$230M	n/a	n/a	n/a	n/a	n/a