DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Hunt Valley, MD | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Nov 6, 2017 | n/a | yes | NEW YORK, NY|Hunt Valley, MD | Current employment |
| E•••• S••••••••• L•• | Bd affiliated wealth | Aug 20, 2013 | Apr 5, 2017 | no | TIMONIUM, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••• S••••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Apr 5, 2017 | Nov 6, 2017 | 215 | Firm change | Other |
| O•••• F•• I••• | E•••• S••••••••• L•• | Mar 23, 2012 | Aug 20, 2013 |
| O•••• F•• I••• | Former SEC adviser | Dec 23, 2011 | Mar 23, 2012 | no | VIENNA, VA | Previous registration |
| H•••••• I••••••••• C••••••••• L•• | Independent wealth | Mar 15, 2011 | Jul 18, 2011 | no | HUNT VALLEY, MD | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Aug 23, 1996 | Jan 19, 2010 | no | TOWSON, MD | Previous registration |
| 515 |
| Firm change after gap |
| Other |
| H•••••• I••••••••• C••••••••• L•• | O•••• F•• I••• | Jul 18, 2011 | Dec 23, 2011 | 158 | Firm change | Other |
| S•••••••• A••••••• L•• | H•••••• I••••••••• C••••••••• L•• | Jan 19, 2010 | Mar 15, 2011 | 420 | Firm change after gap | Other |