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CRD 283343
KNOXVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SAMUEL NATHAN PRESSLEY | Certified Financial Planner | KNOXVILLE, TN | 10 | 14 | 2 | no |
| JOHN DANIEL PRESSLEY | n/a | KNOXVILLE, TN | 10 | 15 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PRESSLEY, SAMUEL, NATHAN | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | yes | 03/2016 | Jun 1, 2020 | May 21, 2024 |
| PRESSLEY, JOHN, DANIEL | DIRECT OWNER | D | no | 01/2018 | Jun 1, 2020 | May 21, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 3, 2026 | $359M | $359M | 5 | 2 | 0 | n/a | n/a |
| 2024 | Jan 15, 2025 | $332M | $332M | 5 | 2 | 0 | n/a | n/a |
| 2023 | Jan 24, 2024 | $276M | $276M | 4 | 2 | 0 | n/a | n/a |
| 2022 | Mar 8, 2023 | $234M | $234M | 4 | 2 | 0 | n/a | n/a |
| 2021 | Feb 23, 2022 | $245M | $245M | 4 | 2 | 0 | n/a | n/a |
| 2020 | Feb 23, 2021 | $154M | $154M | 2 | 2 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $359M | $332M | 8.2% | $234M | 15.3% | 5 | 5 | 0 | 0 |