DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ridgepath Capital Management LLC
Latest filing Feb 3, 2026
First filing on the tape Jun 1, 2020 · 18 filings
SEC status approved since Jul 13, 2020
RAUM
$359M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$316M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$179M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$359M as of Feb 3, 2026
Feb 23, 2021$154M then
HNW client RAUM$305M as of Feb 3, 2026
Feb 23, 2021$135M then
State-registered IARs (5.B.3)2 as of Feb 3, 2026
Feb 23, 20212 then
Employees (5.A)5 as of Feb 3, 2026
Feb 23, 20212 then
Private funds: no history
RAUM +8.2% over the last fiscal year+15% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $179MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $93.6M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$305M85%
- Corporations and businesses$40.6M11%
- Individuals$11.3M3.1%
- Charitable organizations$2.1M0.6%
- Individual clients
- 42reported
- HNW clients
- 70reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 338reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $93.6M for 12 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Samuel Nathan PressleyCertified Financial Planner | Knoxville, Tn | Jun 23, 2016 | 14 y | 2 |
| John Daniel Pressley | Knoxville, Tn | Jul 1, 2016 | 14 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Justin Richard Greenhill to Skyview Investment Advisors, LLCJun 18, 2020 · Other
Joined, latest
- Justin Richard Greenhill from Capital Investment Advisory Services, LLCAug 2, 2016 · Other
- John Daniel Pressley from Bpv Capital Management, LLCJul 1, 2016 · Other
- Samuel Nathan Pressley from Capital Investment Advisory Services, LLCJun 23, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nathan Samuel Pressley · Managing Member & Chief Compliance Officercontrolsince 03/2016 · owns 50% to 75%
- Daniel John Pressley · Direct Ownersince 01/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Knoxville, Tn · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 302 to 338Jan 15, 2025 to Feb 3, 2026
- Corporate clients · 7 to 8Jan 15, 2025 to Feb 3, 2026
- HNW clients · 60 to 70Jan 15, 2025 to Feb 3, 2026
- Individual clients · 50 to 42Jan 15, 2025 to Feb 3, 2026
- Assets in custody · $0 to $93.6MJan 15, 2025 to Feb 3, 2026
- Discretionary RAUM · $332M to $359MJan 15, 2025 to Feb 3, 2026
- HNW RAUM · $279M to $305MJan 15, 2025 to Feb 3, 2026
- Individual RAUM · $14.0M to $11.3MJan 15, 2025 to Feb 3, 2026
- RAUM · $332M to $359MJan 15, 2025 to Feb 3, 2026
- Accounts · 266 to 302May 21, 2024 to Jan 15, 2025
- HNW clients · 51 to 60May 21, 2024 to Jan 15, 2025
- Individual clients · 48 to 50May 21, 2024 to Jan 15, 2025
- Financial planning clients · unset to May 21, 2024 to Jan 15, 2025
- Discretionary RAUM · $276M to $332MMay 21, 2024 to Jan 15, 2025
- HNW RAUM · $233M to $279MMay 21, 2024 to Jan 15, 2025
- Individual RAUM · $12.4M to $14.0MMay 21, 2024 to Jan 15, 2025
- RAUM · $276M to $332MMay 21, 2024 to Jan 15, 2025
- Employees · 4 to 5Jan 24, 2024 to May 21, 2024
- Accounts · 261 to 266Jan 5, 2024 to Jan 24, 2024
- Corporate clients · 2 to 7Jan 5, 2024 to Jan 24, 2024
- HNW clients · 60 to 51Jan 5, 2024 to Jan 24, 2024
- Individual clients · 42 to 48Jan 5, 2024 to Jan 24, 2024
- Discretionary RAUM · $234M to $276MJan 5, 2024 to Jan 24, 2024
- HNW RAUM · $211M to $233MJan 5, 2024 to Jan 24, 2024
- Individual RAUM · $9.2M to $12.4MJan 5, 2024 to Jan 24, 2024
- RAUM · $234M to $276MJan 5, 2024 to Jan 24, 2024
- Accounts · 220 to 261Oct 19, 2022 to Mar 8, 2023
- Charity clients · 2 to 1Oct 19, 2022 to Mar 8, 2023
- Corporate clients · 5 to 2Oct 19, 2022 to Mar 8, 2023
- HNW clients · 47 to 60Oct 19, 2022 to Mar 8, 2023
- Individual clients · 31 to 42Oct 19, 2022 to Mar 8, 2023
- Discretionary RAUM · $245M to $234MOct 19, 2022 to Mar 8, 2023
- HNW RAUM · $217M to $211MOct 19, 2022 to Mar 8, 2023
- Individual RAUM · $7.7M to $9.2MOct 19, 2022 to Mar 8, 2023
- RAUM · $245M to $234MOct 19, 2022 to Mar 8, 2023
- Advisory activities · 3 to 4Sep 21, 2022 to Oct 19, 2022
- Accounts · 169 to 220Oct 22, 2021 to Feb 23, 2022
- Charity clients · 1 to 2Oct 22, 2021 to Feb 23, 2022
- Corporate clients · 4 to 5Oct 22, 2021 to Feb 23, 2022
- HNW clients · 35 to 47Oct 22, 2021 to Feb 23, 2022
Signals
1 dated events
- Ridgepath Capital Management Llc filed its initial SEC registration (Form ADV)Jun 1, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 865-240-4984reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/13225092reportedpublic record, Form ADV, Sep 17, 2026
- Website
- RIDGEPATHCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (865) 240-4984reportedpublic record, Form ADV, Feb 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $179Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026