DFX Intelligence

J•••••• O••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

J•••••• O••• B•••••

Advisor at A•••••• W••••• M••••••••• L••

CARLSBAD, CA | CHARLESTON, WV

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Search this name across graphsid dfx:ria:438dbe0a-1c12-6bf7-bfa9-f28de5d8c8c6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 25, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• W•••••	Independent wealth	Jul 1, 2026	n/a	yes	CHARLESTON, WV	Current employment
A•••••• W••••• M••••••••• L••	Independent wealth	Dec 17, 2025	n/a	yes	CHARLESTON, WV\|CARLSBAD, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• I••••••••• A•••••••	A•••••• W••••• M••••••••• L••	Dec 22, 2025	Dec 17, 2025	-5	Firm change	RIA to RIA
W•••• F•••• A•••••••	L•• I••••••••• A•••••••	Nov 7, 2014	Dec 10, 2014

Relationships

Registered with (4)

→ V••••••• W•••••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ L•• I••••••••• A•••••••Registered adviserregistration: previous registration
Dec 10, 2014 to Dec 22, 2025factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Dec 22, 2025
Advisor changed firm
J•••••• O••• B••••• left L•• I••••••••• A••••••• for A•••••• W••••• M••••••••• L•• (registered 2025-12-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:438dbe0a-1c12-6bf7-bfa9-f28de5d8c8c6
First observed: Jul 6, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.