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Advisor at HIGHTOWER ADVISORS, LLC
Greensboro, NC | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Nov 2, 2020 | n/a | yes | Greensboro, NC|CHICAGO, IL | Current employment |
| STEARNS FINANCIAL GROUP | Former SEC adviser | Jul 31, 2018 | Nov 9, 2020 | no | GREENSBORO, NC | Previous registration |
| FIDUCIARY INVESTMENT ADVISORS, LLC | Former SEC adviser | Feb 29, 2016 | Jul 24, 2018 | no | WINDSOR, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STEARNS FINANCIAL GROUP | HIGHTOWER ADVISORS, LLC | Nov 9, 2020 | Nov 2, 2020 | -7 | Firm change | RIA to ibd |
| FIDUCIARY INVESTMENT ADVISORS, LLC | STEARNS FINANCIAL GROUP | Jul 24, 2018 | Jul 31, 2018 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106298:145323:NC:2020-11-09 | Nov 9, 2020 | Nov 2, 2020 | GREENSBORO, NC | Firm change |