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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | LOMPOC, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 4, 2022 | n/a | yes | PLYMOUTH, MN|LOMPOC, CA | Current employment |
| VIVID FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Oct 8, 2018 | Jan 10, 2022 | no | ORCUTT, CA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 10, 2009 | Oct 11, 2018 | no | LOMPOC, CA|LOMPOC, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VIVID FINANCIAL MANAGEMENT, INC. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jan 10, 2022 | Jan 4, 2022 | -6 | Firm change | RIA to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | VIVID FINANCIAL MANAGEMENT, INC. | Oct 11, 2018 | Oct 8, 2018 | -3 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 281392:116407:CA:2022-01-07 | Jan 10, 2022 | Jan 4, 2022 | ORCUTT, CA | Firm change |
| 149018:281392:CA:2018-10-03 | Oct 11, 2018 | Oct 8, 2018 | LOMPOC, CA | Firm change |