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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

VIVID FINANCIAL MANAGEMENT, INC.

CRD 281392

ORCUTT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe1a2336-d00a-c1e7-faa7-700724194438

Data as of Dec 22, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 0
Observed: Jan 12, 2016 to Dec 22, 2021
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $574MItem 5.F on the latest filing (2021-12-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $574M
Private client RAUM: $570MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 7
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 3,070
Individual clients: 975
High net worth clients: 365
Custody, client assets: $444M
SEC number: 801-107169
CRD: 281392
Filings on the tape: 20
First filed: Jan 12, 2016
Latest filed: Dec 22, 2021
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOULTON, BRADLEY, RYAN	SECRETARY, INVESTMENT ADVISOR REPRESENTATIVE	C	yes	05/2015	Jan 12, 2016	Dec 22, 2021
DARRAH, JULIE, ANNE	PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	yes	05/2015	Jan 12, 2016	Dec 22, 2021
HARRIS, CALVIN, CLARK	PART OWNER, INVESTMENT ADVISOR REPRESENTATIVE	B	yes	12/2016	Mar 16, 2017	Dec 22, 2021
MILLER, TIMOTHY	Treasurer	B	yes	07/2015	Jan 12, 2016	Dec 22, 2021

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ARROYO GRANDE	CA	United States	2	no
Lompoc	CA	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 18, 2021	$574M	$574M	21	7	1	n/a	n/a
2019	Feb 21, 2020	$463M	$463M	16	7	1	n/a	n/a
2018	Mar 22, 2019	$335M	$335M	10	8	1	n/a	n/a
2017	Mar 15, 2018	$296M	$296M	8	6	0	n/a	n/a
2016	May 1, 2017	$256M	$256M	10	7	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$574M	$463M	24.0%	$296M	24.6%	21	16	2	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	4	Jan 7, 2022	Jan 4, 2022	ORCUTT, CA	Firm absorbed	RIA to ibd	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Oct 3, 2018	Oct 9, 2018	LOMPOC, CA	Team lift out	Ibd to RIA	0.1%

Relationships

Controls (4)

← DARRAH, JULIE, ANNEOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Jan 12, 2016 to presentfactForm ADV
← BOULTON, BRADLEY, RYANOwnerSECRETARY, INVESTMENT ADVISOR REPRESENTATIVE, ownership code C, individual
Jan 12, 2016 to presentfactForm ADV
← HARRIS, CALVIN, CLARKOwnerPART OWNER, INVESTMENT ADVISOR REPRESENTATIVE, ownership code B, individual
Mar 16, 2017 to presentfactForm ADV
← MILLER, TIMOTHYOwnerTREASURER, ownership code B, individual
Jan 12, 2016 to presentfactForm ADV

Registered with (4)

← Erika LandonAdvisorregistration: previous registration
Oct 8, 2018 to Jan 10, 2022factForm ADV
← Roger McconnellAdvisorregistration: previous registration
Oct 9, 2018 to Jan 7, 2022factForm ADV
← BRADLEY RYAN BOULTONAdvisorregistration: previous registration
Apr 1, 2016 to Jan 7, 2022factForm ADV
← James SimonaroAdvisorregistration: previous registration
Dec 22, 2020 to Jan 7, 2022factForm ADV

Moved with (2)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser4 advisors, firm absorbed
Jan 7, 2022 to Jan 4, 2022factForm ADV
← RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser2 advisors, team lift out
Oct 3, 2018 to Oct 9, 2018factForm ADV

Dated events

Occurred
Jan 10, 2022
Advisor changed firm
Erika Landon left Vivid Financial Management, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2022-01-04)
Form ADVobserved 5 days ago
Occurred
Jan 7, 2022
Firm absorbed
Vivid Financial Management, Inc.'s advisors moved to Wealth Enhancement Advisory Services, LLC (Orcutt, CA): 4 of 4 registered, within 3 days
Form ADVobserved 5 days ago
4 advisors
Occurred
Jan 7, 2022
Advisor changed firm
Bradley Ryan Boulton left Vivid Financial Management, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2022-01-04)
Form ADVobserved 5 days ago
Occurred
Jan 7, 2022
Advisor changed firm
Roger Mcconnell left Vivid Financial Management, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2022-01-04)
Form ADVobserved 5 days ago
Occurred
Jan 7, 2022
Advisor changed firm
James Simonaro left Vivid Financial Management, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2022-01-03)
Form ADVobserved 5 days ago
Occurred
Feb 21, 2020
Regulatory AUM changed
Vivid Financial Management, Inc. reported RAUM $462.6M, up 38% from $335.0M (2019-10-02 to 2020-02-21)
Form ADVobserved 5 days ago
$128M
Occurred
Jan 12, 2016
Succession filed (Item 4)
Vivid Financial Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Jan 12, 2016
First Form ADV filing
Vivid Financial Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe1a2336-d00a-c1e7-faa7-700724194438
First observed: Jan 12, 2016
Last observed: Dec 22, 2021 57 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VIVID FINANCIAL MANAGEMENT, INC.

CRD 281392

ORCUTT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe1a2336-d00a-c1e7-faa7-700724194438

Data as of Dec 22, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOULTON, BRADLEY, RYAN

SECRETARY, INVESTMENT ADVISOR REPRESENTATIVE

yes

05/2015

Jan 12, 2016

Dec 22, 2021

DARRAH, JULIE, ANNE

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

05/2015

Jan 12, 2016

Dec 22, 2021

HARRIS, CALVIN, CLARK

PART OWNER, INVESTMENT ADVISOR REPRESENTATIVE

yes

12/2016

Mar 16, 2017

Dec 22, 2021

MILLER, TIMOTHY

Treasurer

yes

07/2015

Jan 12, 2016

Dec 22, 2021

City

State

Country

Employees

Also broker-dealer

ARROYO GRANDE

United States

Lompoc

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 18, 2021

$574M

n/a

2019

Feb 21, 2020

$463M

n/a

2018

Mar 22, 2019

$335M

n/a

2017

Mar 15, 2018

$296M

n/a

2016

May 1, 2017

$256M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$574M

$463M

24.0%

$296M

24.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Jan 7, 2022

Jan 4, 2022

ORCUTT, CA

Firm absorbed

RIA to ibd

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 3, 2018

Oct 9, 2018

LOMPOC, CA

Team lift out

Ibd to RIA

0.1%