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RIA / WealthAdvisorChartered Financial Consultant33 years in industry

PAUL FRANCIS JACOBS

Advisor at LPL FINANCIAL LLC

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:43ca8efb-6792-4998-08d7-03284cb8c0ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Sep 9, 1993
First registration: Jan 28, 2004
Dual registered: no
Other names: PAUL FRANCIS JACOBS
IAPD individual key: 805049

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2025	n/a	yes	CHATTANOOGA, TN	Current employment
CADARET GRANT & CO INC	Former SEC adviser	Sep 4, 2020	Jul 10, 2025	no	SYRACUSE, NY\|Chattanooga, TN\|Syracuse, NY\|Syracuse, NY\|Syracuse, NY	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 25, 2019	May 26, 2020	no	CHATTANOOGA, TN	Previous registration
BARNETT & CO INC	Independent wealth	Apr 23, 2013	Mar 4, 2019	no	CHATTANOOGA, TN	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jan 28, 2004	Feb 1, 2012	no	CHATTANOOGA, TN\|CHATTANOOGA, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CADARET GRANT & CO INC	LPL FINANCIAL LLC	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CADARET GRANT & CO INC	May 26, 2020	Sep 4, 2020	101	Firm change	Ibd to ibd
BARNETT & CO INC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 4, 2019	Feb 25, 2019	-7	Firm change	RIA to ibd
CONCOURSE FINANCIAL GROUP ADVISORS	BARNETT & CO INC	Feb 1, 2012	Apr 23, 2013	447	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:10641:TN:2020-05-26	May 26, 2020	Sep 4, 2020	CHATTANOOGA, TN	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Sep 4, 2020 to Jul 10, 2025factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Feb 25, 2019 to May 26, 2020factForm ADV
→ BARNETT & CO INCRegistered adviserregistration: previous registration
Apr 23, 2013 to Mar 4, 2019factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Jan 28, 2004 to Feb 1, 2012factForm ADV

Dated events

No dated event names this entity yet.