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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BARNETT & CO INC

CRD 105867

CHATTANOOGA, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a96efde-cf7b-4abd-c812-0ef006d4af06

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2012 to Aug 17, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $142MItem 5.F on the latest filing (2026-08-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $142M
Private client RAUM: $141MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $71.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 263
Individual clients: 60
High net worth clients: 56
Custody, client assets: $38.8M
SEC number: 801-20295
CRD: 105867
Filings on the tape: 36
First filed: Feb 2, 2012
Latest filed: Aug 17, 2026
Organised: Corporation, TN
Website: barnettandcompany.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WARREN MAGILL BARNETT	Chartered Financial Analyst	CHATTANOOGA, TN	19	42	n/a	no
CARTER Y HANSARD	Certified Financial Planner	CHATTANOOGA, TN	4	12	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARNETT, WARREN, MAGILL	President	E	yes	11/1983	Feb 2, 2012	Jan 29, 2024
ADAMCZYK, DENISE, MARIE	CHIEF COMPLIANCE OFFICER	Na	no	05/2021	May 14, 2021	Jan 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 29, 2026	$142M	$142M	5	3	0	n/a	n/a
2024	Jan 29, 2025	$175M	$175M	5	3	0	n/a	n/a
2023	Jan 29, 2024	$156M	$156M	3	2	0	n/a	n/a
2022	Jan 27, 2023	$152M	$152M	3	2	0	n/a	n/a
2021	Jan 28, 2022	$157M	$157M	3	2	0	n/a	n/a
2020	Jan 29, 2021	$222M	$220M	7	5	0	n/a	n/a
2019	Jan 29, 2020	$240M	$239M	7	5	0	n/a	n/a
2018	Jan 31, 2019	$264M	$263M	10	6	0	n/a	n/a
2017	Jan 31, 2018	$309M	$309M	10	6	0	n/a	n/a
2016	Jan 31, 2017	$293M	$293M	9	6	n/a	n/a	n/a
2015	Jan 27, 2016	$298M	$298M	9	6	n/a	n/a	n/a
2014	Jan 16, 2015	$382M	$382M	10	6	n/a	n/a	n/a
2013	Nov 21, 2013	$390M	$390M	10	6	n/a	n/a	n/a
2012	Jan 31, 2013	$335M	$320M	12	5	n/a	n/a	n/a
2011	Feb 2, 2012	$248M	$248M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$142M	$175M	-18.8%	$152M	-2.1%	5	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
APOGEE WEALTH PARTNERS, LLC	2	May 19, 2021	Apr 9, 2021	CHATTANOOGA, TN	Team lift out	RIA to state RIA	66.7%

Relationships

Registered with (7)

← CARTER Y HANSARDAdvisorregistration: current employment
Oct 4, 2021 to presentfactForm ADV
← WARREN MAGILL BARNETTAdvisorregistration: current employment
Sep 18, 2007 to presentfactForm ADV
← GEORGE THOMPSON BRYANTAdvisorregistration: previous registration
Aug 4, 2014 to May 19, 2021factForm ADV
← CHRISTOPHER ANDREW HOPKINSAdvisorregistration: previous registration
Sep 18, 2007 to May 19, 2021factForm ADV
← PAUL FRANCIS JACOBSAdvisorregistration: previous registration
Apr 23, 2013 to Mar 4, 2019factForm ADV
← SANDRA DITTUSAdvisorregistration: previous registration
Apr 30, 2015 to Jan 12, 2017factForm ADV
← CHARLES JONATHAN EMANUELAdvisorregistration: previous registration
Jan 27, 2011 to Mar 26, 2014factForm ADV

Owns (1)

← ADAMCZYK, DENISE, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 14, 2021 to Jan 29, 2024factForm ADV

Controls (1)

← BARNETT, WARREN, MAGILLOwnerPRESIDENT, ownership code E, individual
Feb 2, 2012 to Jan 29, 2024factForm ADV

Moved with (1)

→ APOGEE WEALTH PARTNERS, LLCRegistered adviser2 advisors, team lift out, same day
May 19, 2021 to Apr 9, 2021factForm ADV

Dated events

Occurred
Jan 27, 2023
Control person left
W Glenn Geelhoed (Shareholder) no longer on Schedule A of Barnett & Co Inc (listed 2022-03-25, absent 2023-01-27)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a96efde-cf7b-4abd-c812-0ef006d4af06
First observed: Feb 2, 2012
Last observed: Aug 17, 2026 35 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BARNETT & CO INC

CRD 105867

CHATTANOOGA, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a96efde-cf7b-4abd-c812-0ef006d4af06

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WARREN MAGILL BARNETT

Chartered Financial Analyst

CHATTANOOGA, TN

n/a

CARTER Y HANSARD

Certified Financial Planner

CHATTANOOGA, TN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARNETT, WARREN, MAGILL

President

yes

11/1983

Feb 2, 2012

Jan 29, 2024

ADAMCZYK, DENISE, MARIE

CHIEF COMPLIANCE OFFICER

05/2021

May 14, 2021

Jan 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 29, 2026

$142M

n/a

2024

Jan 29, 2025

$175M

n/a

2023

Jan 29, 2024

$156M

n/a

2022

Jan 27, 2023

$152M

n/a

2021

Jan 28, 2022

$157M

n/a

2020

Jan 29, 2021

$222M

$220M

n/a

2019

Jan 29, 2020

$240M

$239M

n/a

2018

Jan 31, 2019

$264M

$263M

n/a

2017

Jan 31, 2018

$309M

n/a

2016

Jan 31, 2017

$293M

n/a

2015

Jan 27, 2016

$298M

n/a

2014

Jan 16, 2015

$382M

n/a

2013

Nov 21, 2013

$390M

n/a

2012

Jan 31, 2013

$335M

$320M

n/a

2011

Feb 2, 2012

$248M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$142M

$175M

-18.8%

$152M

-2.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

APOGEE WEALTH PARTNERS, LLC

May 19, 2021

Apr 9, 2021

CHATTANOOGA, TN

Team lift out

RIA to state RIA

66.7%