DFX Intelligence
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Reading the graph
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Advisor at T•• W••••• C••••••••• G••••
Norfolk, NE | LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• W••••• C••••••••• G•••• | Independent wealth | Apr 6, 2022 | n/a | yes | Norfolk, NE|LAS VEGAS, NV | Current employment |
| S••••••••• A•••••• G••••• L•• | Former SEC adviser | Mar 20, 2017 | Mar 30, 2022 | no | Norfolk, NE|OMAHA, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• G••••• L•• | T•• W••••• C••••••••• G•••• | Mar 30, 2022 | Apr 6, 2022 | 7 | Firm change | RIA to RIA |
| W••••••••• P••••••• | S••••••••• A•••••• G••••• L•• | May 1, 2017 | Mar 20, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 286071:173194:NE:2022-03-30 | Mar 30, 2022 | Apr 6, 2022 | OMAHA, NE | Firm change |
| 158935:286071:NE:2017-05-01 | May 1, 2017 | Mar 20, 2017 | OMAHA, NE | Firm change after gap |
| W••••••••• P••••••• | Former SEC adviser | Nov 23, 2015 | May 1, 2017 | no | Norfolk, NE|OMAHA, NE | Previous registration |
| A••••••• A••••••• S••••••• | Former SEC adviser | Jun 10, 1999 | Dec 18, 2015 | no | LINCOLN, NE|NORFOLK, NE | Previous registration |
| -42 |
| Firm change after gap |
| Other |
| A••••••• A••••••• S••••••• | W••••••••• P••••••• | Dec 18, 2015 | Nov 23, 2015 | -25 | Firm change | Other |