DFX Intelligence

A••••• M•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

A••••• M•••• B••••

Advisor at C•••••• S••••• • C••• I•••

Boston, MA

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Search this name across graphsid dfx:ria:43e69ead-f67c-ff22-9acb-8a50c947ad9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 20, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Mar 15, 2022	n/a	yes	Boston, MA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Mar 11, 2022	Mar 14, 2022	no	Boston, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• I••••••••• A•••••••• I••	C•••••• S••••• • C••• I•••	Mar 14, 2022	Mar 11, 2022	-3	Channel change	Ibd to ibd
C•••••• S••••• • C••• I•••	C•••••• S••••• I••••••••• A•••••••• I••	Feb 26, 2019	Mar 19, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
151739:5393:CA:2022-03-05	Mar 14, 2022	Mar 11, 2022	SAN FRANCISCO, CA	Firm change
155138:5393:MA:2018-03-30	Mar 30, 2018	Feb 14, 2018	BOSTON, MA	Firm change after gap

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 11, 2022 to Mar 14, 2022factForm ADV
→ C•••••• S••••• I••••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 19, 2019 to Mar 14, 2022factForm ADV
→ W•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 19, 2012 to Mar 30, 2018factForm ADV
→ W••• S••••• F•••••••• G••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43e69ead-f67c-ff22-9acb-8a50c947ad9f
First observed: Apr 24, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.