DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ashley Marie Brown
Feed of 09/14/2026
Also filed as Ashley Marie Bovenzi
At current firm
4 y
since Mar 15, 2022
In the industry
20 y
since Apr 20, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Mar 15, 2022 · Boston, Ma
- Charles Schwab & Co., Inc. national BDMar 11, 2022 to Mar 14, 2022 · Boston, Ma
- Charles Schwab Investment Advisory, Inc formerMar 19, 2019 to Mar 14, 2022 · Boston, Ma
- Charles Schwab & Co., Inc. national BDFeb 14, 2018 to Feb 26, 2019 · Boston, Ma
- Windhaven Investment Management, Inc. formerJun 19, 2012 to Mar 30, 2018 · Boston, Ma
- Wall Street Financial Group, Inc formerApr 24, 2006 to May 10, 2012 · Victor, Ny
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab Investment Advisory, Inc to Charles Schwab & Co., Inc.left Mar 14, 2022, registered Mar 11, 2022 (-3 days) · channel change inside one enterprise, not a move · moved with a team
- Charles Schwab & Co., Inc. to Charles Schwab Investment Advisory, Incleft Feb 26, 2019, registered Mar 19, 2019 (21 days) · channel change inside one enterprise, not a move
- Windhaven Investment Management, Inc. to Charles Schwab & Co., Inc.left Mar 30, 2018, registered Feb 14, 2018 (-44 days) · channel change inside one enterprise, not a move · moved with a team
- Wall Street Financial Group, Inc to Windhaven Investment Management, Inc.left May 10, 2012, registered Jun 19, 2012 (40 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address