V•••••• Z••••••

Advisor at R•• S••••••••• I•••

NEW YORK, NY | CRESSKILL, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43e7631f-f214-e0d1-6582-46747c80696f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 7, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• S••••••••• I•••	Bd affiliated wealth	Nov 6, 2015	n/a	yes	NEW YORK, NY\|CRESSKILL, NJ	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 8, 2011	Oct 30, 2015	no	MINNEAPOLIS, MN\|NEW YORK, NY\|NEW YORK, NY\|WHITE PLAINS, NY\|NEW YORK, NY\|NEW YORK, NY\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R•• S••••••••• I•••	Oct 30, 2015	Nov 6, 2015	7	Firm change	Other

Relationships

Registered with (2)

→ R•• S••••••••• I•••Registered adviserregistration: current employment
Nov 6, 2015 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 8, 2011 to Oct 30, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43e7631f-f214-e0d1-6582-46747c80696f
First observed: Jun 8, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.