DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at B•••••••• F•••••••• A•••••••• L••
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••••••• F•••••••• A•••••••• L•• | State registered | Mar 10, 2022 | n/a | yes | PORTLAND, OR | Current employment |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Aug 2, 2007 | Sep 15, 2010 | no | LAKE OSWEGO, OR|PORTLAND, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | B•••••••• F•••••••• A•••••••• L•• | Sep 15, 2010 | Mar 10, 2022 | 4,194 | Firm change after gap | Other |
| E•••••••• A•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Aug 6, 2007 | Aug 2, 2007 |
| E•••••••• A•••••••• L•• | National bd RIA | Jan 17, 2006 | Aug 6, 2007 | no | PORTLAND, OR|PORTLAND, OR | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Mar 30, 2004 | Apr 30, 2004 | no | VANCOUVER, WA | Previous registration |
| -4 |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | E•••••••• A•••••••• L•• | Apr 30, 2004 | Jan 17, 2006 | 627 | Firm change after gap | Ibd to ibd |