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J••••• L•• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

J••••• L•• M••••

Advisor at H••• I••••••••• S•••••••• L••

LONE TREE, CO | MANHASSET, NY

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Search this name across graphsid dfx:ria:43ee9209-5d2a-7cf2-8178-29eac3649320

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• I••••••••• S•••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 4, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••• I••••••••• S•••••••• L••	Other adviser	Aug 9, 2023	n/a	yes	LONE TREE, CO\|MANHASSET, NY	Current employment
R••••••••• W••••• L••	Independent wealth	Sep 9, 2022	Aug 9, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• W••••• L••	H••• I••••••••• S•••••••• L••	Aug 9, 2023	Aug 9, 2023	0	Firm change	RIA to new firm
T• A••••••••• I•••	R••••••••• W••••• L••	Aug 10, 2022

Relationships

Registered with (5)

→ H••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 9, 2023 to presentfactForm ADV
→ R••••••••• W••••• L••Registered adviserregistration: previous registration
Sep 9, 2022 to Aug 9, 2023factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Sep 28, 2016 to Aug 10, 2022factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

Occurred
Aug 9, 2023
Advisor changed firm
J••••• L•• M•••• left R••••••••• W••••• L•• for H••• I••••••••• S•••••••• L•• (registered 2023-08-09)
Form ADVobserved 7 days ago
Occurred
Aug 10, 2022
Advisor changed firm
J••••• L•• M•••• left T• A••••••••• I••• for R••••••••• W••••• L•• (registered 2022-09-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43ee9209-5d2a-7cf2-8178-29eac3649320
First observed: Nov 19, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.