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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WEALTH ADVISORS, INC.

CRD 130478

HENDERSON, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43f9800e-8dd3-7162-3d84-c86084101302

Data as of Sep 11, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 7
On other graphs: 0
Observed: Mar 28, 2018 to Sep 11, 2023
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $224MItem 5.F on the latest filing (2023-09-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $212M
Private client RAUM: $176MderivedItem 5.D individuals plus high net worth individuals
Private client share: 78%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 422
Individual clients: 104
High net worth clients: 48
Custody, client assets: $20.9M
SEC number: 801-113020
CRD: 130478
Filings on the tape: 12
First filed: Mar 28, 2018
Latest filed: Sep 11, 2023
Organised: Corporation, Nevada

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DROLSON, PAUL, EDWARD	PRESIDENT, DIRECTOR	E	yes	10/2000	Mar 28, 2018	Sep 11, 2023
FINCHER, KENNETH, DEAN	VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	no	03/2018	Mar 28, 2018	Sep 11, 2023

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
RANCHO SANTA FE	CA	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 22, 2023	$224M	$212M	4	4	1	n/a	n/a
2021	Mar 24, 2022	$313M	$303M	5	4	1	n/a	n/a
2020	Mar 23, 2021	$256M	$256M	4	4	1	n/a	n/a
2019	Mar 26, 2020	$168M	$166M	3	3	0	n/a	n/a
2018	Mar 13, 2019	$108M	$108M	6	1	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$224M	$313M	-28.5%	$168M	10.0%	4	5	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PERIGON WEALTH MANAGEMENT, LLC	2	Feb 16, 2024	Jan 2, 2026	RANCHO SANTA FE, CA	Team lift out	RIA to RIA	50.0%
INDEPENDENT FINANCIAL GROUP, LLC	2	Feb 16, 2024	Feb 9, 2009	SAN DIEGO, CA	Team lift out	RIA to ibd	50.0%

Relationships

Controls (1)

← DROLSON, PAUL, EDWARDOwnerPRESIDENT, DIRECTOR, ownership code E, individual
Mar 28, 2018 to presentfactForm ADV

Owns (1)

← FINCHER, KENNETH, DEANOwnerVICE PRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2018 to presentfactForm ADV

Moved with (2)

→ PERIGON WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Feb 16, 2024 to Jan 2, 2026factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Feb 16, 2024 to Feb 9, 2009factForm ADV

Registered with (8)

← PAUL EDWARD DROLSONAdvisorregistration: previous registration
Jun 8, 2004 to Feb 16, 2024factForm ADV
← KENNETH DEAN FINCHERAdvisorregistration: previous registration
Jun 8, 2004 to Feb 16, 2024factForm ADV
← TREVIN LAMONT EPPSAdvisorregistration: previous registration
Apr 3, 2020 to Feb 16, 2024factForm ADV
← Timothy James KaiserAdvisorregistration: previous registration
Aug 12, 2019 to Feb 16, 2024factForm ADV
← JASON ALLEN GROTHAdvisorregistration: previous registration
Feb 19, 2007 to Jun 18, 2013factForm ADV
← DONALD KEO DOUNGPANYAAdvisorregistration: previous registration
Feb 9, 2006 to Feb 4, 2009factForm ADV
← KEVIN G THOMPSONAdvisorregistration: previous registration
Nov 8, 2004 to Apr 1, 2005factForm ADV
← ERNEST JUNIOR MIARSAdvisorregistration: previous registration
Jun 8, 2004 to Dec 31, 2004factForm ADV

Dated events

Occurred
Feb 16, 2024
Team lift-out
2 advisors left Wealth Advisors, Inc. (Rancho Santa FE, CA) for Perigon Wealth Management, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 16, 2024
Team lift-out
2 advisors left Wealth Advisors, Inc. (San Diego, CA) for Independent Financial Group, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 16, 2024
Advisor changed firm
Timothy James Kaiser left Wealth Advisors, Inc. for Perigon Wealth Management, Llc (registered 2023-11-17)
Form ADVobserved 4 days ago
Occurred
Feb 16, 2024
Advisor changed firm
Trevin Lamont Epps left Wealth Advisors, Inc. for Perigon Wealth Management, Llc (registered 2026-01-02)
Form ADVobserved 4 days ago
Occurred
Feb 16, 2024
Advisor changed firm
Paul Edward Drolson left Wealth Advisors, Inc. for Independent Financial Group, Llc (registered 2009-02-09)
Form ADVobserved 4 days ago
Occurred
Feb 16, 2024
Advisor changed firm
Kenneth Dean Fincher left Wealth Advisors, Inc. for Independent Financial Group, Llc (registered 2009-02-09)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2018
First Form ADV filing
Wealth Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43f9800e-8dd3-7162-3d84-c86084101302
First observed: Mar 28, 2018
Last observed: Sep 11, 2023 36 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH ADVISORS, INC.

CRD 130478

HENDERSON, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43f9800e-8dd3-7162-3d84-c86084101302

Data as of Sep 11, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DROLSON, PAUL, EDWARD

PRESIDENT, DIRECTOR

yes

10/2000

Mar 28, 2018

Sep 11, 2023

FINCHER, KENNETH, DEAN

VICE PRESIDENT & CHIEF COMPLIANCE OFFICER

03/2018

Mar 28, 2018

Sep 11, 2023

City

State

Country

Employees

Also broker-dealer

RANCHO SANTA FE

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 22, 2023

$224M

$212M

n/a

2021

Mar 24, 2022

$313M

$303M

n/a

2020

Mar 23, 2021

$256M

n/a

2019

Mar 26, 2020

$168M

$166M

n/a

2018

Mar 13, 2019

$108M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$224M

$313M

-28.5%

$168M

10.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PERIGON WEALTH MANAGEMENT, LLC

Feb 16, 2024

Jan 2, 2026

RANCHO SANTA FE, CA

Team lift out

RIA to RIA

50.0%

INDEPENDENT FINANCIAL GROUP, LLC

Feb 16, 2024

Feb 9, 2009

SAN DIEGO, CA

Team lift out

RIA to ibd

50.0%