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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

KEVIN G THOMPSON

Advisor at KESTRA ADVISORY SERVICES, LLC

Bradenton, FL | Sarasota, FL | Fullerton, CA | La Jolla, CA

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Search this name across graphsid dfx:ria:55cf5483-bfac-c4d3-b091-61b71ede46d8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S66|S65
First exam: Jun 16, 1995
First registration: Apr 12, 2001
Dual registered: yes, broker-dealer
Other names: KEVIN GLENN THOMPSON|KEVIN G THOPSON
IAPD individual key: 2614746

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 20, 2016	n/a	yes	Sarasota, FL\|Fullerton, CA\|La Jolla, CA\|Bradenton, FL	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 23, 2015	no	La Jolla, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Oct 16, 2008	Jun 1, 2009	no	LA JOLLA, CA	Previous registration
WEALTH ADVISORS, INC.	Former SEC adviser	Nov 8, 2004	Apr 1, 2005	no	SAN DIEGO, CA	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Apr 12, 2001	Nov 7, 2002	no	SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	KESTRA ADVISORY SERVICES, LLC	Mar 23, 2015	Apr 20, 2016	394	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WEALTH ADVISORS, INC.	MORGAN STANLEY & CO. LLC	Apr 1, 2005	Oct 16, 2008	1,294	Firm change after gap	Other
MORGAN KEEGAN & COMPANY, LLC	WEALTH ADVISORS, INC.	Nov 7, 2002	Nov 8, 2004	732	Firm change after gap	Other

Relationships

Registered with (5)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Apr 20, 2016 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 23, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Oct 16, 2008 to Jun 1, 2009factForm ADV
→ WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Nov 8, 2004 to Apr 1, 2005factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Apr 12, 2001 to Nov 7, 2002factForm ADV

Dated events

No dated event names this entity yet.