This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$135MItem 5.F on the latest filing (2026-02-20); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$135M

Private client RAUM

$135MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$135Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

1Schedule D 1.F, beyond the principal office

Accounts

224

Individual clients

12

High net worth clients

52

SEC number

801-132084

CRD

152670

Filings on the tape

5

First filed

Jan 5, 2012

Latest filed

Feb 20, 2026

Organised

Corporation, NV

Graph

RIA / Wealth Management

Canonical id

dfx:ria:43fbb656-b24c-af36-a789-c0833f061011

First observed

Jan 5, 2012

Last observed

Feb 20, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.