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RIA / WealthAdvisorCertified Financial Planner11 years in industry

Brian Seth Crawley

Advisor at DIAZO, LLC

HENDERSON, NV

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Search this name across graphsid dfx:ria:c7256e97-7bd0-9402-9915-7f374e89d178

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Sep 25, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DIAZO, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 22, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 22, 2014
First registration: Sep 25, 2014
Dual registered: no
Other names: SETH CRAWLEY|BRIAN SETH CRAWLEY|BRIAN CRAWLEY
IAPD individual key: 6373264

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DIAZO, LLC	Independent wealth	Jan 27, 2023	n/a	yes	HENDERSON, NV	Current employment
INNOVATIVE ADVISER SOLUTIONS, LLC	Former SEC adviser	Apr 15, 2022	Mar 30, 2023	no	SEATTLE, WA\|Henderson, NV\|Henderson, NV	Previous registration
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Jan 10, 2022	Apr 6, 2022	no	LAS VEGAS, NV	Previous registration
REDROCK WEALTH MANAGEMENT, LLC	Former SEC adviser	Mar 16, 2020	Sep 30, 2020	no	LAS VEGAS, NV	Previous registration
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Dec 4, 2019	Dec 31, 2019	no	Henderson, NV	Previous registration
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Jul 5, 2016	Nov 19, 2019	no	Henderson, NV	Previous registration
SPARROW WEALTH MANAGEMENT	Independent wealth	Sep 25, 2014	Apr 8, 2015	no	ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INNOVATIVE ADVISER SOLUTIONS, LLC	DIAZO, LLC	Mar 30, 2023	Jan 27, 2023	-62	Firm change after gap	RIA to new firm
UNITED CAPITAL FINANCIAL ADVISORS	INNOVATIVE ADVISER SOLUTIONS, LLC	Apr 6, 2022	Apr 15, 2022	9	Firm change	Ibd to RIA
REDROCK WEALTH MANAGEMENT, LLC	UNITED CAPITAL FINANCIAL ADVISORS	Sep 30, 2020	Jan 10, 2022	467	Firm change after gap	RIA to ibd
HIGHTOWER ADVISORS, LLC	REDROCK WEALTH MANAGEMENT, LLC	Dec 31, 2019	Mar 16, 2020	76	Firm change	Ibd to RIA
SPARROW WEALTH MANAGEMENT	HIGHTOWER ADVISORS, LLC	Apr 8, 2015	Jul 5, 2016	454	Firm change after gap	Other

Relationships

Registered with (6)

→ DIAZO, LLCRegistered adviserregistration: current employment
Jan 27, 2023 to presentfactForm ADV
→ INNOVATIVE ADVISER SOLUTIONS, LLCRegistered adviserregistration: previous registration
Apr 15, 2022 to Mar 30, 2023factForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 10, 2022 to Apr 6, 2022factForm ADV
→ REDROCK WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 16, 2020 to Sep 30, 2020factForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 4, 2019 to Dec 31, 2019factForm ADV
→ SPARROW WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 25, 2014 to Apr 8, 2015factForm ADV

Dated events

Occurred
Mar 30, 2023
Advisor changed firm
Brian Seth Crawley left Innovative Adviser Solutions, Llc for Diazo, Llc (registered 2023-01-27)
Form ADVobserved 6 days ago
Occurred
Apr 6, 2022
Advisor changed firm
Brian Seth Crawley left United Capital Financial Advisors for Innovative Adviser Solutions, Llc (registered 2022-04-15)
Form ADVobserved 6 days ago