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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

MICHAEL FILLERS BOLEN

Advisor at UNITED BROKERAGE SERVICES INC

Alexandria, VA | ARLINGTON, VA

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Search this name across graphsid dfx:ria:441796e3-89ff-a5ca-4bf0-8bbf688ce25c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED BROKERAGE SERVICES INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 23, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 6
Exams: S63|S65
First exam: Apr 23, 1993
First registration: Apr 12, 2000
Dual registered: yes, broker-dealer
Other names: MIKE BOLEN
IAPD individual key: 2334043

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED BROKERAGE SERVICES INC	Bd affiliated wealth	Feb 14, 2014	n/a	yes	ARLINGTON, VA\|Alexandria, VA	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Mar 23, 2010	Mar 6, 2014	no	ARLINGTON, VA\|VIENNA, VA\|Midlothian, VA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jun 3, 2003	Mar 25, 2010	no	VIENNA, VA\|ARLINGTON, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 12, 2000	Jan 27, 2003	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	UNITED BROKERAGE SERVICES INC	Mar 6, 2014	Feb 14, 2014	-20	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	OSAIC INSTITUTIONS, INC.	Mar 25, 2010	Mar 23, 2010	-2	Firm change	Other
WELLS FARGO ADVISORS	UVEST FINANCIAL SERVICES GROUP, INC.	Jan 27, 2003	Jun 3, 2003	127	Firm change	Other

Relationships

Registered with (4)

→ UNITED BROKERAGE SERVICES INCRegistered adviserregistration: current employment
Feb 14, 2014 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Mar 23, 2010 to Mar 6, 2014factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jun 3, 2003 to Mar 25, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 12, 2000 to Jan 27, 2003factForm ADV

Dated events

No dated event names this entity yet.