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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

FOURTH STREET PERFORMANCE PARTNERS, INC.

CRD 107339

COVINGTON, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:44199d7b-936f-6966-965c-538995a3fb76

Data as of Mar 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 1
Observed: Mar 29, 2012 to Mar 18, 2024
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Fourth Street Performance Partners, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.8BItem 5.F on the latest filing (2024-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $561MderivedItem 5.D individuals plus high net worth individuals
Private client share: 12%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 107
Individual clients: 23
High net worth clients: 26
SEC number: 801-41524
CRD: 107339
Filings on the tape: 19
First filed: Mar 29, 2012
Latest filed: Mar 18, 2024
Organised: Corporation, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DORGER, KENNETH, PETER	CO PRESIDENT/CHIEF COMPLIANCE OFFICER	C	yes	07/2006	Mar 29, 2012	Mar 18, 2024
HEPPLER, THOMAS, NEIL	CO PRESIDENT	C	yes	07/2006	Mar 29, 2012	Mar 18, 2024
Dunlap, Andrew	VICE PRESIDENT, CONSULTANT	A	no	01/2017	Aug 22, 2017	Mar 18, 2024
King, David, Franklin	VICE PRESIDENT, CONSULTANT	A	no	01/2017	Aug 22, 2017	Mar 18, 2024
LAIRD MRS., MARY KAY A	CHIEF OPERATING OFFICER	Na	no	12/2014	Apr 1, 2015	Mar 18, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 18, 2024	$4.8B	$1.5B	14	10	0	n/a	n/a
2022	Mar 29, 2023	$4.5B	$1.3B	14	10	0	n/a	n/a
2021	Mar 25, 2022	$5.6B	$144M	13	10	0	n/a	n/a
2020	Mar 30, 2021	$5.1B	$138M	14	11	0	n/a	n/a
2019	Apr 1, 2020	$5.5B	$120M	14	11	0	n/a	n/a
2018	Mar 27, 2019	$4.3B	$97.0M	14	11	0	n/a	n/a
2017	Mar 30, 2018	$5.0B	$137M	13	11	0	n/a	n/a
2016	Mar 30, 2017	$4.1B	$94.3M	13	11	n/a	n/a	n/a
2015	Mar 30, 2016	$8.6B	$7.5M	13	11	n/a	n/a	n/a
2014	Apr 1, 2015	$8.4B	$7.9M	12	9	n/a	n/a	n/a
2013	Mar 19, 2014	$7.2B	$2.4M	12	3	n/a	n/a	n/a
2012	Apr 1, 2013	$6.0B	$32.5M	11	3	n/a	n/a	n/a
2011	Mar 29, 2012	$4.8B	$32.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$4.8B	$4.5B	7.1%	$5.1B	-1.5%	14	14	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MARINER INSTITUTIONAL, LLC	2	Apr 24, 2024	Sep 10, 2024	COVINGTON, KY	Team lift out	Other	100.0%

Relationships

Controls (2)

← DORGER, KENNETH, PETEROwnerCO PRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← HEPPLER, THOMAS, NEILOwnerCO PRESIDENT, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV

Owns (3)

← King, David, FranklinOwnerVICE PRESIDENT, CONSULTANT, ownership code A, individual
Aug 22, 2017 to presentfactForm ADV
← Dunlap, AndrewOwnerVICE PRESIDENT, CONSULTANT, ownership code A, individual
Aug 22, 2017 to presentfactForm ADV
← LAIRD MRS., MARY KAY AOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Apr 1, 2015 to presentfactForm ADV

Moved with (1)

→ MARINER INSTITUTIONAL, LLCRegistered adviser2 advisors, team lift out, same day
Apr 24, 2024 to Sep 10, 2024factForm ADV

Registered with (5)

← Adam M DietzAdvisorregistration: previous registration
Mar 14, 2017 to Apr 24, 2024factForm ADV
← David Franklin KingAdvisorregistration: previous registration
Mar 8, 2017 to Apr 24, 2024factForm ADV
← Mallory Ann SinghAdvisorregistration: previous registration
Feb 1, 2023 to May 26, 2023factForm ADV
← DBIE ANNA JOHNSONAdvisorregistration: previous registration
Mar 21, 2003 to Feb 23, 2007factForm ADV
← DOUGLAS JOHN SMORAGAdvisorregistration: previous registration
Oct 7, 2002 to Nov 3, 2003factForm ADV

Dated events

Occurred
Apr 24, 2024
Team lift-out
2 advisors left Fourth Street Performance Partners, Inc. (Covington, KY) for Mariner Institutional, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Apr 24, 2024
Advisor changed firm
David Franklin King left Fourth Street Performance Partners, Inc. for Mariner Institutional, Llc (registered 2024-09-10)
Form ADVobserved 5 days ago
Occurred
Apr 24, 2024
Advisor changed firm
Adam M Dietz left Fourth Street Performance Partners, Inc. for Mariner Institutional, Llc (registered 2024-06-02)
Form ADVobserved 5 days ago
Occurred
May 26, 2023
Advisor changed firm
Mallory Ann Singh left Fourth Street Performance Partners, Inc. for Towers Watson Investment Services, Inc. (registered 2024-09-16)
Form ADVobserved 5 days ago
Occurred
Apr 1, 2020
Regulatory AUM changed
Fourth Street Performance Partners, Inc. reported RAUM $5.5B, up 27% from $4.3B (2019-03-27 to 2020-04-01)
Form ADVobserved 5 days ago
$1.2B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44199d7b-936f-6966-965c-538995a3fb76
First observed: Mar 29, 2012
Last observed: Mar 18, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOURTH STREET PERFORMANCE PARTNERS, INC.

CRD 107339

COVINGTON, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:44199d7b-936f-6966-965c-538995a3fb76

Data as of Mar 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DORGER, KENNETH, PETER

CO PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

07/2006

Mar 29, 2012

Mar 18, 2024

HEPPLER, THOMAS, NEIL

CO PRESIDENT

yes

07/2006

Mar 29, 2012

Mar 18, 2024

Dunlap, Andrew

VICE PRESIDENT, CONSULTANT

01/2017

Aug 22, 2017

Mar 18, 2024

King, David, Franklin

VICE PRESIDENT, CONSULTANT

01/2017

Aug 22, 2017

Mar 18, 2024

LAIRD MRS., MARY KAY A

CHIEF OPERATING OFFICER

12/2014

Apr 1, 2015

Mar 18, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 18, 2024

$4.8B

$1.5B

n/a

2022

Mar 29, 2023

$4.5B

$1.3B

n/a

2021

Mar 25, 2022

$5.6B

$144M

n/a

2020

Mar 30, 2021

$5.1B

$138M

n/a

2019

Apr 1, 2020

$5.5B

$120M

n/a

2018

Mar 27, 2019

$4.3B

$97.0M

n/a

2017

Mar 30, 2018

$5.0B

$137M

n/a

2016

Mar 30, 2017

$4.1B

$94.3M

n/a

2015

Mar 30, 2016

$8.6B

$7.5M

n/a

2014

Apr 1, 2015

$8.4B

$7.9M

n/a

2013

Mar 19, 2014

$7.2B

$2.4M

n/a

2012

Apr 1, 2013

$6.0B

$32.5M

n/a

2011

Mar 29, 2012

$4.8B

$32.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$4.8B

$4.5B

7.1%

$5.1B

-1.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MARINER INSTITUTIONAL, LLC

Apr 24, 2024

Sep 10, 2024

COVINGTON, KY

Team lift out

Other

100.0%