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CRD 111964
WINTER PARK, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DANIEL VANCLEVE JOHNSON | n/a | WINTER PARK, FL | 17 | 20 | 1 | no |
| ROBERT LEE WOODARD | Certified Financial Planner|Chartered Financial Consultant|Chartered Financial Analyst | Overland Park, KS | OVERLAND PARK, KS | 8 | 20 | 1 | no |
| TIMOTHY SHEPARD DUNCAN | n/a | Winter Park, KS | OVERLAND PARK, KS | 8 | 28 | 3 | no |
| DAVID KENT STOFER | Chartered Financial Consultant | OVERLAND PARK, KS | SCOTTSDALE, AZ | Scottsdale, AZ | Overland Park, KS | 8 | 41 | 4 | no |
| ANGELYN ROSSON | n/a | OVERLAND PARK, KS | Overland Park, KS | 8 | 19 | 1 | no |
| THOMAS CHARLES HARDY | n/a | TULSA, OK | Tulsa, OK | 8 | 22 | 3 | no |
| Tami Lynn Ledger | n/a | Omaha, NE | 8 | 16 | 2 | no |
| JAMES JASON TINSLEY | n/a | OVERLAND PARK, KS | Overland Park, KS | 7 | 18 | 1 | no |
| Patrick Buckley Sullivan | n/a | Overland Park, KS | OVERLAND PARK, KS | 7 | 17 | n/a | no |
| ERIC MICHAEL BOKESCH | n/a | West Chester, OH | WEST CHESTER, OH | 4 | 18 | 3 | no |
| Richard J Chaffee | n/a | Overland Park, KS | OVERLAND PARK, KS | 4 | 15 | n/a | no |
| Adam M Dietz | n/a | Cincinnati, OH | WINTER PARK, FL | 2 | 12 | 1 | no |
| David Franklin King | Chartered Financial Analyst | Cincinnati, OH | WINTER PARK, FL | 2 | 25 | 1 | no |
| JACOB William LECLUYSE | n/a | Overland Park, KS | 1 | 11 | n/a | no |
| Christopher John Rivers | n/a | Rockland, MA | 0 | 19 | 2 | no |
| KENNETH GEORGE SEROPIAN | n/a | Rockland, MA | 0 | 28 | 3 | no |
| Kevin Adam Takinen | n/a | Phoenix, AZ | 0 | 19 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BICKNELL, CHERYL, RENEE | ELECTED MANAGER | F | yes | 07/2021 | Apr 25, 2024 | Oct 25, 2024 |
| BICKNELL, CHERYL, RENEE | CHIEF OPERATING OFFICER | Na | yes | 04/2024 | Apr 25, 2024 | Oct 25, 2024 |
| BICKNELL, MARTIN, CHRISTOPHER | ELECTED MANAGER | F | yes | 07/2021 | Apr 25, 2024 | Oct 25, 2024 |
| BICKNELL, MARTIN, CHRISTOPHER | CHIEF EXECUTIVE OFFICER | Na | yes | 04/2024 | Apr 25, 2024 | Oct 25, 2024 |
| DANHAKL, JOHN, GLENN | Trustee | F | yes | 10/1997 | Apr 25, 2024 | Oct 25, 2024 |
| DORIAN, ANNE, JENELLE | GENERAL COUNSEL | Na | yes | 04/2024 | Apr 25, 2024 | Oct 25, 2024 |
| EMERALD HOLDINGS I, LLC | GENERAL PARTNER | F | yes | 08/2016 | Apr 25, 2024 | Oct 25, 2024 |
| EMERALD HOLDINGS II, L.P. | LIMITED PARTNER | E | yes | 11/2022 | Apr 25, 2024 | Oct 25, 2024 |
| GEI CAPITAL VIII, LLC | GENERAL PARTNER | F | yes | 06/2019 | Apr 25, 2024 | Oct 25, 2024 |
| GEI CAPITAL VIII, LLC | GENERAL PARTNER | F | yes | 06/2019 | Apr 25, 2024 | Oct 25, 2024 |
| GEI VIII MW AGGREGATOR LLC | Member | C | yes | 06/2021 | Apr 25, 2024 | Oct 25, 2024 |
| GREEN EQUITY INVESTORS SIDE VIII L.P. | Member | E | yes | 04/2021 | Apr 25, 2024 | Oct 25, 2024 |
| HENSON, GARY, PAUL | ELECTED MANAGER | F | yes | 07/2021 | Apr 25, 2024 | Oct 25, 2024 |
| LEONARD GREEN & PARTNERS, L.P. | Manager | E | yes | 07/2014 | Apr 25, 2024 | Oct 25, 2024 |
| LGP FEEDER. L.P. | LIMITED PARTNER | D | yes | 11/2022 | Apr 25, 2024 | Oct 25, 2024 |
| LGP MANAGEMENT, INC. | GENERAL PARTNER | F | yes | 06/1996 | Apr 25, 2024 | Oct 25, 2024 |
| LGP MANAGEMENT, INC. | Manager | F | yes | 12/2019 | Apr 25, 2024 | Oct 25, 2024 |
| MARINER WEALTH | MANAGING MEMBER | E | yes | 04/2024 | Apr 25, 2024 | Oct 25, 2024 |
| MARINER WEALTH ADVISORS, LLC | MANAGING MEMBER | E | yes | 09/2008 | Apr 25, 2024 | Oct 25, 2024 |
| MWA HOLDCO, LLC | Manager | F | yes | 06/2021 | Apr 25, 2024 | Oct 25, 2024 |
| MWA MIDCO, LLC | Manager | F | yes | 06/2021 | Apr 25, 2024 | Oct 25, 2024 |
| PERIDOT COINVEST MANAGER LLC | Manager | F | yes | 04/2021 | Apr 25, 2024 | Oct 25, 2024 |
| PERIDOT COINVEST MANAGER LLC | Manager | F | yes | 04/2021 | Apr 25, 2024 | Oct 25, 2024 |
| POE, JEFFREY, ALLEN | CHIEF FINANCIAL OFFICER | Na | yes | 04/2024 | Apr 25, 2024 | Oct 25, 2024 |
| POINTER, KENNY | CHIEF SERVICES OFFICER | Na | yes | 04/2024 | Apr 25, 2024 | Oct 25, 2024 |
| SEARLE, SARA, PENNISI | CHIEF COMPLIANCE OFFICER & VP, COMPLIANCE | Na | yes | 01/2020 | Jun 18, 2019 | Oct 25, 2024 |
| SEIFFER, JONATHAN, ADAM | ELECTED MANAGER | F | yes | 07/2021 | Apr 25, 2024 | Oct 25, 2024 |
| SOKOLOFF, JONATHAN, DAVIS | ELECTED MANAGER | F | yes | 07/2021 | Apr 25, 2024 | Oct 25, 2024 |
| SOKOLOFF, JONATHAN, DAVIS | Trustee | F | yes | 10/1997 | Apr 25, 2024 | Oct 25, 2024 |
| THE DANHAKL REVOCABLE TRUST | Member | C | yes | 05/2012 | Apr 25, 2024 | Oct 25, 2024 |
| THE DANHAKL REVOCABLE TRUST | LIMITED PARTNER | C | yes | 06/2012 | Apr 25, 2024 | Oct 25, 2024 |
| THE SOKOLOFF FAMILY TRUST | LIMITED PARTNER | C | yes | 06/2012 | Apr 25, 2024 | Oct 25, 2024 |
| THE SOKOLOFF FAMILY TRUST | Member | C | yes | 05/2012 | Apr 25, 2024 | Oct 25, 2024 |
| WELKER, MICHAEL, FRANCIS | NATIONAL MANAGING DIRECTOR (MARINER INSTITUTIONAL) | Na | yes | 04/2024 | Mar 30, 2012 | Oct 25, 2024 |
| GEI VIII MW BLOCKER LLC | Member | D | no | 04/2021 | Apr 25, 2024 | Oct 25, 2024 |
| GREEN EQUITY INVESTORS VIII L.P. | Member | C | no | 04/2021 | Apr 25, 2024 | Oct 25, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MARINER, LLC | n/a | Bd affiliated wealth | $125B | Y | yes | n/a |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC | n/a | Bd affiliated wealth | $9.6B | N | yes | n/a |
| MARINER PLATFORM SOLUTIONS, LLC | n/a | Independent wealth | $7.3B | N | yes | n/a |
| BAYSTATE WEALTH MANAGEMENT LLC | n/a | Independent wealth | $2.8B | N | yes | n/a |
| 1248 PARTNERS, LLC | n/a | Asset manager | $323M | N | yes | n/a |
| FLYOVER CAPITAL PARTNERS, LLC | n/a | Asset manager | $148M | N | yes | n/a |
| MARINER WEALTH ADVISORS-PR, LLC | n/a | Former SEC adviser | $2.2M | N | yes | n/a |
| MARINER WEALTH ADVISORS-IC, LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| MARINER INSURANCE RESOURCES, LLC | n/a | n/a | n/a | N | yes | n/a |
| MARINER SPECIALTY TAX SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| MARINER TRUST COMPANY, LLC | n/a | n/a | n/a | N | yes | n/a |
| MONTAGE FUND ADVISORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| MSEC, LLC | n/a | n/a | n/a | N | yes | n/a |
| UBIQUITY MANAGEMENT, LP | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Covington | Ky | United States | 11 | no |
| Naperville | IL | United States | 7 | no |
| Pittsburgh | Pa | United States | 6 | no |
| Reno | Nv | United States | 5 | no |
| BLOOMFIELD HILLS | Mi | United States | 3 | no |
| Dallas | TX | United States | 3 | no |
| Beachwood | Oh | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $2.8B | $2.8B | 148 | 148 | 15 | n/a | n/a |
| 2024 | Mar 28, 2025 | $2.5B | $2.5B | 113 | 113 | 7 | n/a | n/a |
| 2023 | Mar 27, 2024 | $977M | $977M | 90 | 89 | 6 | n/a | n/a |
| 2022 | Mar 28, 2023 | $719M | $719M | 98 | 92 | 6 | n/a | n/a |
| 2021 | Mar 29, 2022 | $526M | $526M | 87 | 81 | 6 | n/a | n/a |
| 2020 | Mar 29, 2021 | $297M | $297M | 90 | 84 | 6 | n/a | n/a |
| 2019 | Mar 26, 2020 | $306M | $306M | 89 | 84 | 6 | n/a | n/a |
| 2018 | Mar 15, 2019 | $221M | $221M | 90 | 82 | 7 | n/a | n/a |
| 2017 | Mar 29, 2018 | $190M | $190M | 87 | 79 | 7 | n/a | n/a |
| 2016 | Mar 31, 2017 | $42.4M | $42.4M | 79 | 71 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $21.7M | $21.7M | 65 | 57 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $23.1M | $23.1M | 55 | 49 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | n/a | n/a | 47 | 31 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | n/a | n/a | 43 | 29 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 2 | 0 | 11.8% | 0 | 0 | 0 | 6 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.8B | $2.5B | 11.0% | $719M | 57.8% | 148 | 113 | 15 | 7 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FIRST NATIONAL ADVISORS LLC | 2 | Jan 13, 2026 | Mar 26, 2026 | ROCKLAND, MA | Team lift out | Other | 33.3% |
| FOURTH STREET PERFORMANCE PARTNERS, INC. | 2 | Apr 24, 2024 | Sep 10, 2024 | COVINGTON, KY | Team lift out | Other | 100.0% |