DFX Intelligence

K•••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

K•••••••• A•••••••• L••

CRD 164160

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:441d7be4-d5f1-7229-15e3-f90cf64a9118

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 6
On other graphs: 2
Observed: Nov 30, 2012 to Aug 5, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K••••••• A•••••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

K•••••••• A•••••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.1B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• V•••• L••	Hedge Fund	$806M	Aug 5, 2026	50	Dec 27, 2018	reported	n/a
M••••••••• V•••• L••	Hedge Fund	$379M	Aug 5, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••• L•••••• L••	Trustee	F	yes	04/2017	Mar 31, 2023	Apr 29, 2024
L•••••••• J•••• A•••••	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	Na	yes	05/2015	Sep 15, 2015	Apr 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.1B	$2.1B	2.9%	$1.6B	11.3%	11	11	1	0

Relationships

Advises (14)

→ C•••••••• J•••••• L••Private fundHedge Fund, IA
Dec 27, 2018 to presentfactForm ADV
→ C•••••••• T••••• L••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ M••••••••• S••••• L••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ M••••••••• M•••••• L••Private fund

Dated events

Occurred
Aug 5, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Aug 5, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$-153M
Occurred
Mar 31, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$353M
Occurred
Mar 29, 2018

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:441d7be4-d5f1-7229-15e3-f90cf64a9118
First observed: Nov 30, 2012
Last observed: Aug 5, 2026 49 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.