DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

K•••••••• A•••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 164160SEC 801-77438website IAPD

Latest filing Aug 5, 2026

First filing on the tape Nov 30, 2012 · 24 filings

SEC status approved since Dec 3, 2012

RAUM

$2.1B

reported, Item 5.F

Discretionary

66%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

10 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

24 filings and snapshots on the tape

RAUM$2.1B as of Aug 5, 2026

Mar 21, 2013$235M then

HNW client RAUM$0 as of Aug 5, 2026

Mar 29, 2018$0 then

State-registered IARs (5.B.3)0 as of Aug 5, 2026

Mar 21, 20130 then

Employees (5.A)11 as of Aug 5, 2026

Mar 21, 20135 then

Private funds13 as of Aug 5, 2026

Mar 30, 20161 then

RAUM +2.9% over the last fiscal year+11% a year over threeIARs 0 to 0offices 0 to 1

Practice profile

derived from the filing of Aug 5, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $32.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 66%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +2.9%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$1.8B82%
Other investment advisers$382M18%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 66reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

14 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C•••••••• V•••• L••	Hedge Fund	$581M	50	Dec 27, 2018
M••••••••• V•••• L••	Hedge Fund	$331M	1	Dec 27, 2018
C•••••••• S••••• I• L••	Private Equity Fund	$190M	4	Mar 31, 2023
C•••••••• J•••••• L••	Hedge Fund	$154M	27	Dec 27, 2018
M••••••••• S••••• L••	Private Equity Fund	$91.3M	1	Mar 31, 2023
C•••••••• S••••• I• L••	Private Equity Fund	$87.0M	7	Mar 31, 2023
K••••••• E••••••••• S••••• F••• I• L•••	Private Equity Fund	$15.3M	2	Mar 31, 2022
C•••••••• T••••• L••	Private Equity Fund	$10.0M	4	Mar 31, 2023
M••••••••• N•••••• L••	Other Private Fund	$2.9M	1	Dec 27, 2018
C•••••••• O••••••••• F••• L••	Private Equity Fund	$2.3M	7	Mar 31, 2023
C•••••••• E••••• L••	Hedge Fund	$1.1M	26	Mar 20, 2020
M••••••••• M•••••• L••	Other Private Fund	$0	1	Dec 27, 2018
K••••••• M••••• F••• 1• L•no longer reported	Hedge Fund	$0	0	Mar 30, 2016
C•••••••• M•••••• L••	Hedge Fund	$0	1	Dec 27, 2018

Owners and control persons

Schedule A and B, latest filing

L•••••••• J•••• A••••• · Chief Compliance Officer And Chief Operating Officercontrol
since 05/2015 · owns less than 5%
R•••••• D•••••• S•• · Managing Membercontrol
since 02/2011 · owns 25% to 50%
R•••••• M•••• •••• · Managing Member And Chief Executive Officercontrol
since 02/2011 · owns 25% to 50%
R•••••• E••••• J••••• · Member
since 02/2011 · owns 5% to 10%
R•••••• E••••••••• J••• · Member
since 02/2011 · owns less than 5%

Entity owners

L•••• L•••••• L•• · Trustee
indirect · owns F of G•••••• G••••••••• 1••• T•••• F•• S•••• M• G•••••
G•••••• G••••••••• 1••• T•••• F•• S•••• M• G••••• · Owner
direct · owns 25% to 50%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Other offices · 0 to 1
Mar 23, 2026 to Aug 5, 2026
Advisory employees · 9 to 10
Mar 19, 2025 to Mar 23, 2026
Discretionary RAUM · $1.4B to $1.4B
Mar 19, 2025 to Mar 23, 2026
Non-discretionary RAUM · $638M to $720M
Mar 19, 2025 to Mar 23, 2026
Pooled vehicle RAUM · $1.7B to $1.8B
Mar 19, 2025 to Mar 23, 2026
RAUM · $2.1B to $2.1B
Mar 19, 2025 to Mar 23, 2026
Related adviser · false to true
Mar 19, 2025 to Mar 23, 2026
Advisory employees · 10 to 9
Apr 29, 2024 to Mar 19, 2025
Business name · K••••••• A•••••••• L•• to K•••••••• A•••••••• L••
Apr 29, 2024 to Mar 19, 2025
Employees · 12 to 11
Apr 29, 2024 to Mar 19, 2025
Financial planning clients · unset to
Apr 29, 2024 to Mar 19, 2025
Legal name · K••••••• A•••••••• L•• to K•••••••• A•••••••• L••
Apr 29, 2024 to Mar 19, 2025
Discretionary RAUM · $1.2B to $1.4B
Apr 29, 2024 to Mar 19, 2025
Non-discretionary RAUM · $575M to $638M
Apr 29, 2024 to Mar 19, 2025
Pension RAUM · 0.0 to unset
Apr 29, 2024 to Mar 19, 2025
Pooled vehicle RAUM · $1.5B to $1.7B
Apr 29, 2024 to Mar 19, 2025
RAUM · $1.8B to $2.1B
Apr 29, 2024 to Mar 19, 2025
Accounts · 74 to 66
Mar 31, 2023 to Mar 21, 2024
Advisory employees · 9 to 10
Mar 31, 2023 to Mar 21, 2024
Pooled vehicle clients · 14 to 13
Mar 31, 2023 to Mar 21, 2024
Employees · 11 to 12
Mar 31, 2023 to Mar 21, 2024
Discretionary RAUM · $1.1B to $1.2B
Mar 31, 2023 to Mar 21, 2024
Non-discretionary RAUM · $449M to $575M
Mar 31, 2023 to Mar 21, 2024
Pooled vehicle RAUM · $1.2B to $1.5B
Mar 31, 2023 to Mar 21, 2024
RAUM · $1.6B to $1.8B
Mar 31, 2023 to Mar 21, 2024
Accounts · 89 to 74
Jun 14, 2022 to Mar 31, 2023
Pooled vehicle clients · 9 to 14
Jun 14, 2022 to Mar 31, 2023
Private funds · 8 to 13
Jun 14, 2022 to Mar 31, 2023
Discretionary RAUM · $1.5B to $1.1B
Jun 14, 2022 to Mar 31, 2023
Non-discretionary RAUM · $516M to $449M
Jun 14, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $1.3B to $1.2B
Jun 14, 2022 to Mar 31, 2023
RAUM · $2.0B to $1.6B
Jun 14, 2022 to Mar 31, 2023
Accounts · 77 to 89
Mar 31, 2021 to Mar 31, 2022
Pooled vehicle clients · 7 to 9
Mar 31, 2021 to Mar 31, 2022
Private funds · 7 to 8
Mar 31, 2021 to Mar 31, 2022
Discretionary RAUM · $1.3B to $1.5B
Mar 31, 2021 to Mar 31, 2022
Non-discretionary RAUM · $375M to $516M
Mar 31, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $1.1B to $1.3B
Mar 31, 2021 to Mar 31, 2022
RAUM · $1.6B to $2.0B
Mar 31, 2021 to Mar 31, 2022
Related bank · true to false
Mar 31, 2021 to Mar 31, 2022

Signals

3 dated events

K•••••••• A•••••••• L•• reported RAUM $1.6B, up 28% from $1.3B (2020-03-20 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
K•••••••• A•••••••• L•• reported RAUM $1.2B, up 961% from $112.0M (2017-03-27 to 2018-03-29)
Mar 29, 2018 · RAUM change · derived
K••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
Nov 30, 2012 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

K•••••••• A•••••••• L•• · Independent Sponsors
shared crd · capital_provider
K••••••• A•••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: K••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 646-519-4333reportedpublic record, Form ADV, Aug 5, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026