DFX Intelligence

Data Factory

RIA / WealthAdvisor28 years in industry

BRIAN RICHARD RALEIGH

Advisor at RALEIGH CAPITAL MANAGEMENT INC.

CARY, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:441da277-8a9b-195b-56a7-79206c1ddea5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RALEIGH CAPITAL MANAGEMENT INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 1, 1997
First registration: Jan 5, 2009
Dual registered: no
IAPD individual key: 2870307

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RALEIGH CAPITAL MANAGEMENT INC.	Independent wealth	Jun 15, 2012	n/a	yes	CARY, NC	Current employment
FREEDOM INVESTMENT MANAGEMENT, INC.	Independent wealth	May 25, 2017	Apr 1, 2020	no	Carry, NC	Previous registration
BROOKSTONE ASSET MANAGEMENT, LLC	Asset manager	Apr 19, 2017	Mar 31, 2020	no	Cary, NC	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jul 30, 2012	Oct 11, 2017	no	CARY, NC\|SARASOTA, FL	Previous registration
FINANCIAL WEST GROUP	Former SEC adviser	Jan 5, 2009	Feb 12, 2009	no	RALEIGH, NC\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FREEDOM INVESTMENT MANAGEMENT, INC.	n/a	Apr 1, 2020	n/a	n/a	Departure no registered destination	Departure
BROOKSTONE ASSET MANAGEMENT, LLC	FREEDOM INVESTMENT MANAGEMENT, INC.	Mar 31, 2020	May 25, 2017	-1,041	Firm change after gap	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	BROOKSTONE ASSET MANAGEMENT, LLC	Oct 11, 2017	Apr 19, 2017	-175	Firm change after gap	Other
FINANCIAL WEST GROUP	RALEIGH CAPITAL MANAGEMENT INC.	Feb 12, 2009	Jun 15, 2012	1,219	Firm change after gap	Other

Relationships

Registered with (5)

→ RALEIGH CAPITAL MANAGEMENT INC.Registered adviserregistration: current employment
Jun 15, 2012 to presentfactForm ADV
→ FREEDOM INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
May 25, 2017 to Apr 1, 2020factForm ADV
→ BROOKSTONE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 19, 2017 to Mar 31, 2020factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jul 30, 2012 to Oct 11, 2017factForm ADV
→ FINANCIAL WEST GROUPRegistered adviserregistration: previous registration
Jan 5, 2009 to Feb 12, 2009factForm ADV

Dated events

No dated event names this entity yet.