DFX Intelligence

R••• M•••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

R••• M•••••• C••••••••

Advisor at R••• P•••••• W••••• M•••••••••

BEDFORD, NH

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Search this name across graphsid dfx:ria:441df41d-52e3-be9a-f6d0-0b370121b10a

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 1, 1997 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• P•••••• W••••• M•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Apr 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• P•••••• W••••• M•••••••••	Former SEC adviser	Sep 10, 2026	n/a	yes	BEDFORD, NH	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 1, 2022	n/a	yes	BEDFORD, NH	Current employment

Relationships

Registered with (2)

→ R••• P•••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 1, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:441df41d-52e3-be9a-f6d0-0b370121b10a
First observed: Apr 1, 1997
Last observed: Sep 17, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.