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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Scott C. Holzer

Advisor at J.P. MORGAN SECURITIES LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:441dfa59-d13d-401b-dfc2-16c247a84ac0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jul 29, 1997
First registration: Jun 17, 2004
Dual registered: yes, broker-dealer
Other names: SCOTT CRAIG HOLZER
IAPD individual key: 2878878

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	NEW YORK, NY	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 29, 2010	Oct 1, 2012	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 9, 2007	Jul 9, 2008	no	JERSEY CITY, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 9, 2007	Jul 9, 2008	no	JERSEY CITY, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 17, 2004	Dec 4, 2006	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 9, 2008	Feb 9, 2007	-516	Channel change	Other
TD AMERITRADE, INC.	CHASE INVESTMENT SERVICES CORP.	Jul 9, 2008	Jun 29, 2010	720	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 4, 2006	Feb 9, 2007	67	Channel change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 29, 2010 to Oct 1, 2012factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 9, 2007 to Jul 9, 2008factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 9, 2007 to Jul 9, 2008factForm ADV

Dated events

No dated event names this entity yet.