DFX Intelligence

K•••••• F•••• F••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

K•••••• F•••• F••

Advisor at H•••••••• A•••••••• L••

CHICAGO, IL | Olmstead Falls, OH

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Search this name across graphsid dfx:ria:442d8389-b271-f96a-a586-b5c625675ec2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Oct 24, 2016 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K•••••• F•••• F••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 15, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Dec 16, 2022	n/a	yes	CHICAGO, IL\|Olmstead Falls, OH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 24, 2018	Dec 16, 2022	no	Cleveland, OH\|FORT MILL, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	H•••••••• A•••••••• L••	Dec 16, 2022	Dec 16, 2022	0	Firm change	RIA to ibd
V•••••• A•••••••• I•••	L•• F•••••••• L••	Apr 23, 2018	May 24, 2018

Relationships

Registered with (3)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 16, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 24, 2018 to Dec 16, 2022factForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 24, 2016 to Apr 23, 2018factForm ADV

Dated events

Occurred
Dec 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:442d8389-b271-f96a-a586-b5c625675ec2
First observed: Oct 24, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.