DFX Intelligence

T•••••• J••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

T•••••• J••••• P•••••

Advisor at O•• W••••• C•••••• M••••••••• L••

Chicago, IL | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:4437f005-6bd6-f641-b954-2168b502651c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 28, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• W••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• W••••• C•••••• M••••••••• L••	Independent wealth	May 24, 2024	n/a	yes	Chicago, IL\|SCOTTSDALE, AZ	Current employment
O•• W••••• I••••••••	Independent wealth	Jul 11, 2023	Jul 30, 2024	no	CHICAGO, IL\|BOCA RATON, FL\|Chicago, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•• W••••• I••••••••	O•• W••••• C•••••• M••••••••• L••	Jul 30, 2024	May 24, 2024	-67	Firm change after gap	RIA to new firm
P••• A••••• S••••••••• L••	O•• W••••• I••••••••	Jun 30, 2023	Jul 11, 2023

Relationships

Registered with (3)

→ O•• W••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 24, 2024 to presentfactForm ADV
→ O•• W••••• I••••••••Registered adviserregistration: previous registration
Jul 11, 2023 to Jul 30, 2024factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
May 28, 2019 to Jun 30, 2023factForm ADV

Dated events

Occurred
Jul 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4437f005-6bd6-f641-b954-2168b502651c
First observed: May 28, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.