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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ONE WEALTH CAPITAL MANAGEMENT, LLC

CRD 331395

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e0d74bc-0266-8fe7-5482-d6234d80bdeb

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Apr 17, 2024 to Sep 18, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $307MItem 5.F on the latest filing (2026-09-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $307M
Private client RAUM: $299MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $61.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 5
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 548
Individual clients: 126
High net worth clients: 133
Custody, client assets: $34.0M
SEC number: 801-130300
CRD: 331395
Filings on the tape: 17
First filed: Apr 17, 2024
Latest filed: Sep 18, 2026
Organised: Limited Liability Company, AZ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEREMY PAUL DICKER	n/a	Paso Robles, CA \| El Segundo, CA \| SCOTTSDALE, AZ	2	27	4	no
THOMAS ANDREW HUGHES	n/a	SCOTTSDALE, AZ	2	19	1	no
RYAN CLEARY	Chartered Financial Consultant	Overland Park, KS \| SCOTTSDALE, AZ	2	16	2	no
TIMOTHY JERALD PEARCE	Certified Financial Planner	Chicago, IL \| SCOTTSDALE, AZ	2	11	2	no
BRANDON WELLS TESAR	n/a	SCOTTSDALE, AZ \| El Segundo, CA	2	26	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DICKER, JEREMY, PAUL	Trustee	E	yes	04/2024	Apr 17, 2024	Aug 8, 2024
DICKER, JEREMY, PAUL	Ceo	Na	yes	04/2024	Apr 17, 2024	Aug 8, 2024
HOOPIS, PETER, HARRY	PRESIDENT, CCO	Na	yes	04/2024	Apr 17, 2024	Aug 8, 2024
JEREMY P DICKER SOLE AND SEPARATE LIVING TRUST	Member	E	yes	04/2024	Apr 17, 2024	Aug 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES, LLC	n/a	Independent wealth	$193M	N	yes	n/a
ONE WEALTH MANAGEMENT FINANCIAL & INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
EL SEGUNDO	CA	United States	3	no
Chicago	IL	United States	2	no
PASO ROBLES	CA	United States	1	no
LAKE FOREST	IL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$307M	$307M	6	5	3	n/a	n/a
2024	Jan 16, 2025	$271M	$254M	7	6	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	5	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$307M	$271M	13.3%	n/a	n/a	6	7	3	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ONE WEALTH INVESTORS	2	Jul 30, 2024	May 24, 2024	PHOENIX, AZ	Team lift out	RIA to RIA	28.6%
ONE WEALTH INVESTORS	2	Jul 30, 2024	Jul 1, 2024	EL SEGUNDO, CA	Team lift out	RIA to RIA	28.6%

Relationships

Affiliated with (1)

→ ONE WEALTH INVESTORSRegistered adviserother investment adviser, common control
factForm ADV

Registered with (5)

← BRANDON WELLS TESARAdvisorregistration: current employment
Jul 1, 2024 to presentfactForm ADV
← THOMAS ANDREW HUGHESAdvisorregistration: current employment
May 24, 2024 to presentfactForm ADV
← RYAN CLEARYAdvisorregistration: current employment
May 24, 2024 to presentfactForm ADV
← TIMOTHY JERALD PEARCEAdvisorregistration: current employment
May 24, 2024 to presentfactForm ADV
← JEREMY PAUL DICKERAdvisorregistration: current employment
May 22, 2024 to presentfactForm ADV

Controls (3)

← DICKER, JEREMY, PAULOwnerTRUSTEE, ownership code E, individual
Apr 17, 2024 to Aug 8, 2024factForm ADV
← HOOPIS, PETER, HARRYOwnerPRESIDENT, CCO, ownership code NA, individual
Apr 17, 2024 to Aug 8, 2024factForm ADV
← JEREMY P DICKER SOLE AND SEPARATE LIVING TRUSTOwnerMEMBER, ownership code E, domestic entity
Apr 17, 2024 to Aug 8, 2024factForm ADV

Moved with (1)

← ONE WEALTH INVESTORSRegistered adviser3 advisors, team lift out, same day
Jul 30, 2024 to May 24, 2024factForm ADV

Dated events

Occurred
Jul 30, 2024
Team lift-out
3 advisors left One Wealth Investors (Phoenix, AZ) for One Wealth Capital Management, LLC on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Jul 30, 2024
Team lift-out
2 advisors left One Wealth Investors (EL Segundo, CA) for One Wealth Capital Management, LLC a day apart
Form ADVobserved 5 days ago
2 advisors
Occurred
Jul 11, 2024
Control person left
V Ericka Herrera (Cco) no longer on Schedule A of One Wealth Capital Management, Llc (listed 2024-05-30, absent 2024-07-11)
Form ADVobserved 6 days ago
Occurred
Apr 17, 2024
First Form ADV filing
One Wealth Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e0d74bc-0266-8fe7-5482-d6234d80bdeb
First observed: Apr 17, 2024
Last observed: Sep 18, 2026 3 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ONE WEALTH CAPITAL MANAGEMENT, LLC

CRD 331395

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e0d74bc-0266-8fe7-5482-d6234d80bdeb

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEREMY PAUL DICKER

n/a

Paso Robles, CA | El Segundo, CA | SCOTTSDALE, AZ

THOMAS ANDREW HUGHES

n/a

SCOTTSDALE, AZ

RYAN CLEARY

Chartered Financial Consultant

Overland Park, KS | SCOTTSDALE, AZ

TIMOTHY JERALD PEARCE

Certified Financial Planner

Chicago, IL | SCOTTSDALE, AZ

BRANDON WELLS TESAR

n/a

SCOTTSDALE, AZ | El Segundo, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DICKER, JEREMY, PAUL

Trustee

yes

04/2024

Apr 17, 2024

Aug 8, 2024

DICKER, JEREMY, PAUL

Ceo

yes

04/2024

Apr 17, 2024

Aug 8, 2024

HOOPIS, PETER, HARRY

PRESIDENT, CCO

yes

04/2024

Apr 17, 2024

Aug 8, 2024

JEREMY P DICKER SOLE AND SEPARATE LIVING TRUST

Member

yes

04/2024

Apr 17, 2024

Aug 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES, LLC

n/a

Independent wealth

$193M

yes

n/a

ONE WEALTH MANAGEMENT FINANCIAL & INSURANCE SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

EL SEGUNDO

United States

Chicago

United States

PASO ROBLES

United States

LAKE FOREST

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$307M

n/a

2024

Jan 16, 2025

$271M

$254M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$307M

$271M

13.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ONE WEALTH INVESTORS

Jul 30, 2024

May 24, 2024

PHOENIX, AZ

Team lift out

RIA to RIA

28.6%

ONE WEALTH INVESTORS

Jul 30, 2024

Jul 1, 2024

EL SEGUNDO, CA

Team lift out

RIA to RIA

28.6%