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Reading the graph
Advisor at MORGAN STANLEY
Los Angeles, CA | Manhattan Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 8, 2011 | n/a | yes | Los Angeles, CA|Manhattan Beach, CA | Current employment |
| LEERINK SWANN LLC | Former SEC adviser | Jul 26, 2010 | Aug 1, 2011 | no | MANHATTAN BEACH, CA|BOSTON, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 15, 1999 | Jan 26, 2009 | no | LOS ANGELES, CA|LA JOLLA, CA|NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEERINK SWANN LLC | MORGAN STANLEY | Aug 1, 2011 | Aug 8, 2011 | 7 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LEERINK SWANN LLC | Jan 26, 2009 | Jul 26, 2010 | 546 | Firm change after gap | Other |