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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

CULLEN CAPITAL MANAGEMENT, LLC

CRD 113128

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:443dc0f4-1421-9974-ff11-d36d2b975a65

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 7
On other graphs: 0
Observed: Apr 2, 2012 to Mar 27, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.52 fund_share=0.38 institutional_share=0.05 related_bd=false related_bank=false bd_reps=18.0
Regulatory AUM: $12BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $12B
Private client RAUM: $6.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 52%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 64
Advisory employees: 17
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 8,419
High net worth clients: 7,940
Private funds: 3Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-57576
CIK: 1362535
CRD: 113128
Filings on the tape: 24
First filed: Apr 2, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, DE
Website: cullenfunds.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SCHAFER CULLEN GLOBAL SMALL CAP VALUE LP	Hedge Fund	$20.2M	Mar 27, 2026	6	Mar 23, 2016	reported	n/a
SCHAFER CULLEN EMERGING MARKETS SMALL CAP FUND LP	Hedge Fund	$2.8M	Mar 27, 2026	2	Mar 30, 2020	reported	n/a
CULLEN GLOBAL DIVIDEND AND OPTIONS HEDGE FUND LP	n/a	$727,963	Mar 27, 2026	2	Mar 27, 2026	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CULLEN, BROOKS, HEMINGWAY	VICE CHAIRMAN AND EXECUTIVE DIRECTOR	A	yes	04/2000	Mar 27, 2026	Mar 27, 2026
CULLEN, JAMES, PATRICK	OWNER, CHAIRMAN AND CEO	E	yes	04/2000	Mar 27, 2026	Mar 27, 2026
Kelly, Aiden, John	CHIEF COMPLIANCE OFFICER CHIEF OPERATING OFFICER	Na	yes	07/2022	Mar 27, 2026	Mar 27, 2026
CULLEN, BROOKS, HEMINGWAY	TRUSTEE - CULLEN 2011 DESCENDANTS' TRUST	F	yes	04/2011	Apr 2, 2012	Mar 28, 2024
O'Neil, Stephen, J	TRUSTEE - CULLEN 2011 DESCENDANT'S TRUST	F	yes	10/2023	Nov 7, 2022	Mar 28, 2024
O'Neil, Stephen, J	EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER	Na	yes	11/2022	Nov 7, 2022	Mar 28, 2024
CULLEN 2011 DESCENDANTS' TRUST	Owner	B	no	04/2011	Mar 27, 2026	Mar 27, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SCHAFER CULLEN CAPITAL MANAGEMENT INC	n/a	No RAUM reported	$0	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$12B	$12B	64	17	0	3	n/a
2024	Mar 31, 2025	$9.1B	$9.1B	64	17	0	3	n/a
2023	Mar 28, 2024	$9.0B	$9.0B	63	17	0	2	$21.0M
2022	Mar 31, 2023	$9.4B	$9.4B	62	15	0	2	$20.1M
2021	Mar 31, 2022	$9.2B	$9.2B	63	15	0	2	$18.3M
2020	Mar 30, 2021	$7.0B	$7.0B	60	15	0	2	$18.3M
2019	Mar 27, 2020	$2.9B	$2.9B	60	15	0	n/a	n/a
2018	Mar 26, 2019	$2.7B	$2.7B	60	15	0	n/a	n/a
2017	Mar 30, 2018	$3.3B	$3.3B	59	15	0	n/a	n/a
2016	Mar 31, 2017	$3.1B	$3.1B	54	15	n/a	n/a	n/a
2015	Mar 24, 2016	$3.2B	$3.2B	50	15	n/a	n/a	n/a
2014	Mar 24, 2015	$3.9B	$3.9B	45	15	n/a	n/a	n/a
2013	Mar 27, 2014	$3.9B	$3.9B	39	16	n/a	n/a	n/a
2012	Mar 28, 2013	$3.1B	$3.1B	35	11	n/a	n/a	n/a
2011	Apr 2, 2012	$6.9B	$6.9B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$12B	$9.1B	27.4%	$9.4B	7.2%	64	64	0	0

Relationships

Affiliated with (2)

→ SCHAFER CULLEN CAPITAL MANAGEMENT INCRegistered adviserother investment adviser, common control
factForm ADV
← SCHAFER CULLEN CAPITAL MANAGEMENT INCRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (2)

→ SCHAFER CULLEN GLOBAL SMALL CAP VALUE LPPrivate fundHedge Fund, IA
Mar 23, 2016 to presentfactForm ADV
→ SCHAFER CULLEN EMERGING MARKETS SMALL CAP FUND LPPrivate fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV

Controls (4)

← CULLEN, BROOKS, HEMINGWAYOwnerTRUSTEE - CULLEN 2011 DESCENDANTS' TRUST, ownership code F, individual
Apr 2, 2012 to Mar 28, 2024factForm ADV
← CULLEN, JAMES, PATRICKOwnerOWNER, CHAIRMAN AND CEO, ownership code E, individual
Apr 2, 2012 to Mar 28, 2024factForm ADV
← Kelly, Aiden, JohnOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 22, 2022 to Mar 28, 2024factForm ADV
← O'Neil, Stephen, JOwnerTRUSTEE - CULLEN 2011 DESCENDANT'S TRUST, ownership code F, individual
Nov 7, 2022 to Mar 28, 2024factForm ADV

Owns (1)

← CULLEN 2011 DESCENDANTS' TRUSTOwnerOWNER, ownership code B, domestic entity
Apr 2, 2012 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Cullen Capital Management, Llc reported RAUM $11.6B, up 27% from $9.1B (2025-03-31 to 2026-03-27)
Form ADVobserved 5 days ago
$2.5B
Occurred
Mar 28, 2024
Control person left
Jeffrey Battaglia (Trustee - Cullen 2011 Descendants' Trust) no longer on Schedule A of Cullen Capital Management, Llc (listed 2023-03-31, absent 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Nov 7, 2022
Control person joined
J Stephen O'Neil (Executive Director And Chief Operating Officer) appeared on Schedule A of Cullen Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Jul 22, 2022
Control person left
Michael Steven Mullooly (Chief Compliance Officer) no longer on Schedule A of Cullen Capital Management, Llc (listed 2022-03-31, absent 2022-07-22)
Form ADVobserved 5 days ago
Occurred
Jul 22, 2022
Control person joined
John Aiden Kelly (Chief Compliance Officer) appeared on Schedule A of Cullen Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Cullen Capital Management, Llc reported RAUM $9.2B, up 31% from $7.0B (2022-02-04 to 2022-03-31)
Form ADVobserved 5 days ago
$2.2B
Occurred
Mar 30, 2021
Regulatory AUM changed
Cullen Capital Management, Llc reported RAUM $7.0B, up 139% from $2.9B (2020-03-27 to 2021-03-30)
Form ADVobserved 5 days ago
$4.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:443dc0f4-1421-9974-ff11-d36d2b975a65
First observed: Apr 2, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CULLEN CAPITAL MANAGEMENT, LLC

CRD 113128

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:443dc0f4-1421-9974-ff11-d36d2b975a65

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SCHAFER CULLEN GLOBAL SMALL CAP VALUE LP

Hedge Fund

$20.2M

Mar 27, 2026

Mar 23, 2016

reported

n/a

SCHAFER CULLEN EMERGING MARKETS SMALL CAP FUND LP

Hedge Fund

$2.8M

Mar 27, 2026

Mar 30, 2020

reported

n/a

CULLEN GLOBAL DIVIDEND AND OPTIONS HEDGE FUND LP

n/a

$727,963

Mar 27, 2026

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CULLEN, BROOKS, HEMINGWAY

VICE CHAIRMAN AND EXECUTIVE DIRECTOR

yes

04/2000

Mar 27, 2026

CULLEN, JAMES, PATRICK

OWNER, CHAIRMAN AND CEO

yes

04/2000

Mar 27, 2026

Kelly, Aiden, John

CHIEF COMPLIANCE OFFICER CHIEF OPERATING OFFICER

yes

07/2022

Mar 27, 2026

CULLEN, BROOKS, HEMINGWAY

TRUSTEE - CULLEN 2011 DESCENDANTS' TRUST

yes

04/2011

Apr 2, 2012

Mar 28, 2024

O'Neil, Stephen, J

TRUSTEE - CULLEN 2011 DESCENDANT'S TRUST

yes

10/2023

Nov 7, 2022

Mar 28, 2024

O'Neil, Stephen, J

EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER

yes

11/2022

Nov 7, 2022

Mar 28, 2024

CULLEN 2011 DESCENDANTS' TRUST

Owner

04/2011

Mar 27, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SCHAFER CULLEN CAPITAL MANAGEMENT INC

n/a

No RAUM reported

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$12B

n/a

2024

Mar 31, 2025

$9.1B

n/a

2023

Mar 28, 2024

$9.0B

$21.0M

2022

Mar 31, 2023

$9.4B

$20.1M

2021

Mar 31, 2022

$9.2B

$18.3M

2020

Mar 30, 2021

$7.0B

$18.3M

2019

Mar 27, 2020

$2.9B

n/a

2018

Mar 26, 2019

$2.7B

n/a

2017

Mar 30, 2018

$3.3B

n/a

2016

Mar 31, 2017

$3.1B

n/a

2015

Mar 24, 2016

$3.2B

n/a

2014

Mar 24, 2015

$3.9B

n/a

2013

Mar 27, 2014

$3.9B

n/a

2012

Mar 28, 2013

$3.1B

n/a

2011

Apr 2, 2012

$6.9B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$12B

$9.1B

27.4%

$9.4B

7.2%