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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

SCHAFER CULLEN CAPITAL MANAGEMENT INC

CRD 105799

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c83248b-d277-4ac3-e794-26cb54aae7b2

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Apr 2, 2012 to Mar 27, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=18.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 64
Advisory employees: 17
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-18407
CIK: 1056593
CRD: 105799
Filings on the tape: 28
First filed: Apr 2, 2012
Latest filed: Mar 27, 2026
Organised: Corporation, NY
Website: cullenfunds.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SCHAFER CULLEN GLOBAL SMALL CAP VALUE MASTER, LTD	Hedge Fund	$21.3M	Jul 13, 2015	20	Apr 2, 2012	dropped	n/a
SCHAFER CULLEN ENHANCED EQUITY INCOME FUND LP	Hedge Fund	$5.1M	Mar 23, 2016	1	Mar 20, 2015	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CULLEN, JAMES, PATRICK	OWNER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	D	yes	01/2013	Apr 2, 2012	Mar 28, 2024
Kelly, Aiden, John	CHIEF COMPLIANCE OFFICER	Na	yes	07/2022	Jul 22, 2022	Mar 28, 2024
O'Neil, Stephen, J	EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER	Na	yes	11/2022	Nov 7, 2022	Mar 28, 2024
CULLEN 2011 DESCENDANTS' TRUST	Owner	C	no	04/2011	Apr 2, 2012	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CULLEN CAPITAL MANAGEMENT, LLC	n/a	Independent wealth	$12B	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$0	$0	64	17	0	n/a	n/a
2024	Mar 31, 2025	$0	$0	64	17	0	n/a	n/a
2023	Mar 28, 2024	n/a	n/a	63	17	0	n/a	n/a
2022	Mar 31, 2023	n/a	n/a	62	15	0	n/a	n/a
2021	Mar 30, 2022	n/a	n/a	63	15	0	n/a	n/a
2020	Mar 29, 2021	$1.2B	$1.2B	60	15	0	n/a	n/a
2019	Mar 30, 2020	$7.7B	$7.7B	60	15	0	2	$16.0M
2018	Mar 26, 2019	$7.4B	$7.4B	60	15	0	1	$14.8M
2017	Mar 29, 2018	$9.0B	$9.0B	59	15	0	1	$16.5M
2016	Mar 30, 2017	$7.8B	$7.8B	54	15	n/a	1	$16.2M
2015	Mar 23, 2016	$9.0B	$9.0B	50	15	n/a	1	$5.1M
2014	Mar 20, 2015	$8.4B	$8.4B	46	13	n/a	2	$26.4M
2013	Mar 27, 2014	$11B	$11B	39	16	n/a	1	$24.6M
2012	Mar 28, 2013	$7.3B	$7.3B	35	12	n/a	1	$28.0M
2011	Apr 2, 2012	$5.3B	$5.3B	n/a	n/a	n/a	1	$32.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	64	64	0	0

Relationships

Affiliated with (2)

→ CULLEN CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← CULLEN CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← CULLEN, JAMES, PATRICKOwnerOWNER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ownership code D, individual
Apr 2, 2012 to Mar 28, 2024factForm ADV
← Kelly, Aiden, JohnOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 22, 2022 to Mar 28, 2024factForm ADV
← O'Neil, Stephen, JOwnerEXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER, ownership code NA, individual
Nov 7, 2022 to Mar 28, 2024factForm ADV

Owns (1)

← CULLEN 2011 DESCENDANTS' TRUSTOwnerOWNER, ownership code C, domestic entity
Apr 2, 2012 to Mar 28, 2024factForm ADV

Advises (2)

→ SCHAFER CULLEN ENHANCED EQUITY INCOME FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 20, 2015 to Mar 23, 2016factForm ADV
→ SCHAFER CULLEN GLOBAL SMALL CAP VALUE MASTER, LTDPrivate fundHedge Fund, IA, no longer reported
Apr 2, 2012 to Jul 13, 2015factForm ADV

Dated events

Occurred
Nov 7, 2022
Control person left
Jeffrey Battaglia (Chief Operating Officer) no longer on Schedule A of Schafer Cullen Capital Management Inc (listed 2022-08-11, absent 2022-11-07)
Form ADVobserved 3 days ago
Occurred
Nov 7, 2022
Control person joined
J Stephen O'Neil (Executive Director And Chief Operating Officer) appeared on Schedule A of Schafer Cullen Capital Management Inc
Form ADVobserved 3 days ago
Occurred
Jul 22, 2022
Control person left
Michael Steven Mullooly (Chief Compliance Officer) no longer on Schedule A of Schafer Cullen Capital Management Inc (listed 2022-03-30, absent 2022-07-22)
Form ADVobserved 3 days ago
Occurred
Jul 22, 2022
Control person joined
John Aiden Kelly (Chief Compliance Officer) appeared on Schedule A of Schafer Cullen Capital Management Inc
Form ADVobserved 3 days ago
Occurred
Mar 29, 2021
Regulatory AUM changed
Schafer Cullen Capital Management Inc reported RAUM $1.2B, down 84% from $7.7B (2020-08-26 to 2021-03-29)
Form ADVobserved 3 days ago
$-6.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c83248b-d277-4ac3-e794-26cb54aae7b2
First observed: Apr 2, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCHAFER CULLEN CAPITAL MANAGEMENT INC

CRD 105799

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c83248b-d277-4ac3-e794-26cb54aae7b2

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SCHAFER CULLEN GLOBAL SMALL CAP VALUE MASTER, LTD

Hedge Fund

$21.3M

Jul 13, 2015

Apr 2, 2012

dropped

n/a

SCHAFER CULLEN ENHANCED EQUITY INCOME FUND LP

Hedge Fund

$5.1M

Mar 23, 2016

Mar 20, 2015

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CULLEN, JAMES, PATRICK

OWNER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER

yes

01/2013

Apr 2, 2012

Mar 28, 2024

Kelly, Aiden, John

CHIEF COMPLIANCE OFFICER

yes

07/2022

Jul 22, 2022

Mar 28, 2024

O'Neil, Stephen, J

EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER

yes

11/2022

Nov 7, 2022

Mar 28, 2024

CULLEN 2011 DESCENDANTS' TRUST

Owner

04/2011

Apr 2, 2012

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CULLEN CAPITAL MANAGEMENT, LLC

n/a

Independent wealth

$12B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

n/a

2024

Mar 31, 2025

n/a

2023

Mar 28, 2024

n/a

2022

Mar 31, 2023

n/a

2021

Mar 30, 2022

n/a

2020

Mar 29, 2021

$1.2B

n/a

2019

Mar 30, 2020

$7.7B

$16.0M

2018

Mar 26, 2019

$7.4B

$14.8M

2017

Mar 29, 2018

$9.0B

$16.5M

2016

Mar 30, 2017

$7.8B

n/a

$16.2M

2015

Mar 23, 2016

$9.0B

n/a

$5.1M

2014

Mar 20, 2015

$8.4B

n/a

$26.4M

2013

Mar 27, 2014

$11B

n/a

$24.6M

2012

Mar 28, 2013

$7.3B

n/a

$28.0M

2011

Apr 2, 2012

$5.3B

n/a

$32.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a