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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

GREAT LAKES FINANCING, LLC

CRD 298790

BEACHWOOD, OH

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Search this name across graphsid dfx:ria:443df2fa-8eea-7b38-67e1-c0f22d520991

Data as of Feb 14, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Sep 17, 2018 to Feb 14, 2020
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Great Lakes Financing, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $12.1MItem 5.F on the latest filing (2020-02-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $12.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 125
Individual clients: 125
High net worth clients: 0
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
SEC number: 801-114142
CRD: 298790
Filings on the tape: 5
First filed: Sep 17, 2018
Latest filed: Feb 14, 2020
Organised: Limited Liability Company, Ohio

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GREAT LAKE INVESTMENT PARTNERS B, L.P.	Real Estate Fund	$0	Feb 14, 2020	1	Oct 8, 2018	reported	021-11111111
GREAT LAKE INVESTMENT PARTNERS A, L.P.	Real Estate Fund	$0	Feb 14, 2020	100	Sep 17, 2018	reported	021-11111111
GREAT LAKE INVESTMENT PARTNERS C, L.P.	Real Estate Fund	$0	Feb 14, 2020	100	Oct 8, 2018	reported	021-11111111

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHABAZZ, SEKU, NKRUMAH	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	06/2018	Sep 17, 2018	Feb 14, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Feb 14, 2020	$12.1M	$0	1	1	0	3	$0
2018	Feb 15, 2019	$0	$0	1	1	0	3	$0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$12.1M	$0	n/a	n/a	n/a	1	1	0	0

Relationships

Advises (3)

→ GREAT LAKE INVESTMENT PARTNERS C, L.P.Private fundReal Estate Fund, IA
Oct 8, 2018 to presentfactForm ADV
→ GREAT LAKE INVESTMENT PARTNERS B, L.P.Private fundReal Estate Fund, IA
Oct 8, 2018 to presentfactForm ADV
→ GREAT LAKE INVESTMENT PARTNERS A, L.P.Private fundReal Estate Fund, IA
Sep 17, 2018 to presentfactForm ADV

Controls (1)

← SHABAZZ, SEKU, NKRUMAHOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 17, 2018 to presentfactForm ADV

Registered with (1)

← SEKU N SHABAZZAdvisorregistration: previous registration
Oct 18, 2018 to Oct 9, 2020factForm ADV

Dated events

Occurred
Sep 17, 2018
First Form ADV filing
Great Lakes Financing, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:443df2fa-8eea-7b38-67e1-c0f22d520991
First observed: Sep 17, 2018
Last observed: Feb 14, 2020 80 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREAT LAKES FINANCING, LLC

CRD 298790

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:443df2fa-8eea-7b38-67e1-c0f22d520991

Data as of Feb 14, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GREAT LAKE INVESTMENT PARTNERS B, L.P.

Real Estate Fund

Feb 14, 2020

Oct 8, 2018

reported

021-11111111

GREAT LAKE INVESTMENT PARTNERS A, L.P.

Real Estate Fund

Feb 14, 2020

100

Sep 17, 2018

reported

021-11111111

GREAT LAKE INVESTMENT PARTNERS C, L.P.

Real Estate Fund

Feb 14, 2020

100

Oct 8, 2018

reported

021-11111111

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHABAZZ, SEKU, NKRUMAH

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

06/2018

Sep 17, 2018

Feb 14, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Feb 14, 2020

$12.1M

2018

Feb 15, 2019

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$12.1M

n/a