S••• N• S••••••

Advisor at G•••• L•••• R••••••••• P•••••••• L••

CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14bcc3d6-6b5c-356f-c0be-33be15f37957

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• L•••• R••••••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 10, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• L•••• R••••••••• P•••••••• L••	State registered	Nov 13, 2017	n/a	yes	CLEVELAND, OH	Current employment
G•••• L•••• F••••••••• L••	Former SEC adviser	Oct 18, 2018	Oct 9, 2020	no	CLEAVELAND, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• L•••• F••••••••• L••	n/a	Oct 9, 2020	n/a	n/a	Departure no registered destination	Departure
P•••• S••••••••• L••	G•••• L•••• R••••••••• P•••••••• L••	Oct 24, 2017	Nov 13, 2017	20

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:5685:OH:2015-06-26	Jul 1, 2015	Sep 8, 2015	CLEVELAND, OH	Firm change

Relationships

Registered with (4)

→ G•••• L•••• R••••••••• P•••••••• L••Registered adviserregistration: current employment
Nov 13, 2017 to presentfactForm ADV
→ G•••• L•••• F••••••••• L••Registered adviserregistration: previous registration
Oct 18, 2018 to Oct 9, 2020factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Sep 8, 2015 to Oct 24, 2017factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14bcc3d6-6b5c-356f-c0be-33be15f37957
First observed: Jul 10, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.