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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

KURT MASAMI MIYAMURA

Advisor at LPL FINANCIAL LLC

SAN RAMON, CA

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Search this name across graphsid dfx:ria:44419b18-67ab-6364-8b3d-fe07ee458e23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 17, 2001
First registration: Jul 5, 2001
Dual registered: yes, broker-dealer
Other names: KURT MASAMI MIYAMURA
IAPD individual key: 4409911

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	n/a	yes	SAN RAMON, CA	Current employment
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	n/a	Feb 9, 2009	Oct 13, 2009	no	BOSTON, MA	Previous registration
ASSOCIATED SECURITIES CORP.	n/a	Feb 9, 2009	Sep 8, 2009	no	WALNUT CREEK, CA	Previous registration
STRATEGIC WEALTH ADVISORS GROUP	Former SEC adviser	Oct 17, 2006	Oct 24, 2006	no	WALNUT CREEK, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Jul 5, 2001	Feb 6, 2009	no	WALNUT CREEK, CA\|WALNUT CREEK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	LPL FINANCIAL LLC	Oct 13, 2009	Sep 8, 2009	-35	Firm change after gap	Other
ASSOCIATED SECURITIES CORP.	ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	Sep 8, 2009	Feb 9, 2009	-211	Firm change after gap	Other
FSC SECURITIES CORPORATION	STRATEGIC WEALTH ADVISORS GROUP	Feb 6, 2009	Oct 17, 2006	-843	Firm change after gap	Other
STRATEGIC WEALTH ADVISORS GROUP	ASSOCIATED SECURITIES CORP.	Oct 24, 2006	Feb 9, 2009	839	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 8, 2009 to presentfactForm ADV
→ ASSOCIATED PLANNERS INVESTMENT ADVISORY INCRegistered adviserregistration: previous registration
Feb 9, 2009 to Oct 13, 2009factForm ADV
→ ASSOCIATED SECURITIES CORP.Registered adviserregistration: previous registration
Feb 9, 2009 to Sep 8, 2009factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 5, 2001 to Feb 6, 2009factForm ADV
→ STRATEGIC WEALTH ADVISORS GROUPRegistered adviserregistration: previous registration
Oct 17, 2006 to Oct 24, 2006factForm ADV

Dated events

No dated event names this entity yet.