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Advisor at EDWARD JONES
BELTON, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Aug 12, 2019 | n/a | yes | BELTON, SC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 21, 2018 | Aug 15, 2019 | no | GREENVILLE, SC|GREENWOOD, SC | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Sep 29, 2006 | May 7, 2007 | no | HOUSTON, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 8, 2005 | Apr 13, 2006 | no | HIGH POINT, NC|Winston Salem, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | EDWARD JONES | Aug 15, 2019 | Aug 12, 2019 | -3 | Firm change | Wirehouse to ibd |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | May 7, 2007 | Aug 21, 2018 | 4,124 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO INVESTMENTS, LLC | Apr 13, 2006 | Sep 29, 2006 | 169 | Firm change | Other |