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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

DAVID LEE SOLOMON

Advisor at ARAX ADVISORY PARTNERS

Houston, TX | NEW YORK, NY

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Search this name across graphsid dfx:ria:4450d0ae-8b46-688b-22eb-52d729faf5e1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 13, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARAX ADVISORY PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jun 2, 1981
First registration: May 13, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 730722

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARAX ADVISORY PARTNERS	Bd affiliated wealth	Jul 15, 2026	n/a	yes	Houston, TX\|NEW YORK, NY	Current employment
U.S. CAPITAL WEALTH ADVISORS, LLC	Bd affiliated wealth	Jun 30, 2021	Jul 21, 2026	no	AUSTIN, TX	Previous registration
USCA RIA LLC	Former SEC adviser	Mar 17, 2014	Jun 30, 2021	no	HOUSTON, TX	Previous registration
USCA ASSET MANAGEMENT LLC	Asset manager	Dec 7, 2005	Feb 21, 2020	no	HOUSTON, TX	Previous registration
HITHERLANE PARTNERS, LLC	n/a	May 13, 1999	May 23, 2008	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. CAPITAL WEALTH ADVISORS, LLC	ARAX ADVISORY PARTNERS	Jul 21, 2026	Jul 15, 2026	-6	Bulk transfer	Ibd to ibd
USCA RIA LLC	U.S. CAPITAL WEALTH ADVISORS, LLC	Jun 30, 2021	Jun 30, 2021	0	Bulk transfer	Ibd to RIA
USCA ASSET MANAGEMENT LLC	USCA RIA LLC	Feb 21, 2020	Mar 17, 2014	-2,167	Firm change after gap	Other
HITHERLANE PARTNERS, LLC	USCA ASSET MANAGEMENT LLC	May 23, 2008	Dec 7, 2005	-898	Firm change after gap	Other

Relationships

Registered with (5)

→ ARAX ADVISORY PARTNERSRegistered adviserregistration: current employment
Jul 15, 2026 to presentfactForm ADV
→ U.S. CAPITAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 30, 2021 to Jul 21, 2026factForm ADV
→ USCA RIA LLCRegistered adviserregistration: previous registration
Mar 17, 2014 to Jun 30, 2021factForm ADV
→ USCA ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 7, 2005 to Feb 21, 2020factForm ADV
→ HITHERLANE PARTNERS, LLCRegistered adviserregistration: previous registration
May 13, 1999 to May 23, 2008factForm ADV

Dated events

No dated event names this entity yet.