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CRD 137045
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| HRG APPRECIATION FUND, L.P. | Hedge Fund | $71.7M | Nov 21, 2024 | 82 | Jul 2, 2022 | reported | 021-1919046 |
| USCA ABSOLUTE RETURN STRATEGIES, L.P. | Hedge Fund | $23.2M | Nov 21, 2024 | 15 | Mar 30, 2012 | reported | 021-57759 |
| ENERGY ALPHA PARTNERS, L.P. | Hedge Fund | $11.2M | Mar 31, 2014 | 26 | Mar 30, 2012 | dropped | 021-137477 |
| USCA EQUITY OPPORTUNITY FUND, L.P. | Hedge Fund | $10.8M | Apr 16, 2018 | 10 | Mar 30, 2012 | dropped | 021-124622 |
| USCA VIKING GLOBAL FUND SEGREGATED PORTFOLIO | Venture Capital Fund | $9.6M | Nov 21, 2024 | 73 | Mar 28, 2022 | reported | n/a |
| USCA TIGER GLOBAL FUND SEGREGATED PORTFOLIO | Venture Capital Fund | $7.2M | Nov 21, 2024 | 78 | Mar 28, 2022 | reported | n/a |
| USCA CASDIN PRIVATE GROWTH EQUITY FUND SEGREGATED PORTFOLIO | Venture Capital Fund | $6.1M | Nov 21, 2024 | 73 | Mar 28, 2022 | reported | n/a |
| USCA BLING CAPITAL FUND SEGREGATED PORTFOLIO | Venture Capital Fund | $4.1M | Nov 21, 2024 | 56 | Mar 28, 2022 | reported | n/a |
| USCA FALL LINE FARMS FUND III SEGREGATED PORTFOLIO | Venture Capital Fund | $4.0M | Nov 21, 2024 | 11 | Mar 26, 2024 | reported | n/a |
| USCA SIGNIA VENTURE PARTNERS IV, LP FUND SEGREGATED PORTFOLIO | Venture Capital Fund | $3.6M | Nov 21, 2024 | 73 | Mar 28, 2022 | reported | n/a |
| USCA ALKEON INNOVATION FUND SEGREGATED PORTFOLIO | Venture Capital Fund | $3.5M | Nov 21, 2024 | 66 | Mar 28, 2022 | reported | n/a |
| USCA FALL LINE ALTITUDE FUND, LP SEGREGATED PORTFOLIO | Venture Capital Fund | $2.7M | Nov 21, 2024 | 65 | Mar 28, 2022 | reported | n/a |
| USCA MBX CAPITAL II, LP FUND SEGREGATED PORTFOLIO | Venture Capital Fund | $2.6M | Nov 21, 2024 | 59 | Mar 28, 2022 | reported | n/a |
| USCA PRIME MOVERS FUND SEGREGATED PORTFOLIO | Venture Capital Fund | $2.1M | Nov 21, 2024 | 71 | Mar 28, 2022 | reported | n/a |
| USCA FUTURUM CO-INVESTMENT OPPORTUNITIES FUND SEGREGATED PORTFOLIO | Venture Capital Fund | $1.8M | Nov 21, 2024 | 18 | Mar 28, 2022 | reported | n/a |
| USCA ORTHOGON SEGREGATED PORTFOLIO | Venture Capital Fund | $1.6M | Nov 21, 2024 | 18 | Mar 28, 2022 | reported | n/a |
| USCA CLEO CAPITAL SEGREGATED PORTFOLIO | Venture Capital Fund | $1.3M | Nov 21, 2024 | 20 | Mar 28, 2022 | reported | n/a |
| USCA CONTRARY CAPITAL III SEGREGATED PORTFOLIO | Venture Capital Fund | $1.2M | Nov 21, 2024 | 18 | Mar 28, 2022 | reported | n/a |
| USCA TRAVERSE FUND IV SEGREGATED PORTFOLIO | Venture Capital Fund | $1.2M | Nov 21, 2024 | 68 | Mar 28, 2022 | reported | n/a |
| USCA BLANK VENTURES FUND I, LP SEGREGATED PORTFOLIO | Venture Capital Fund | $1.1M | Nov 21, 2024 | 55 | Mar 27, 2023 | reported | n/a |
| USCA BRAAVOS CAPITAL FUND II SEGREGATED PORTFOLIO | Venture Capital Fund | $1.1M | Nov 21, 2024 | 18 | Mar 28, 2022 | reported | n/a |
| USCA COMMONFUND VENTURE PARTNERS XIV SEGREGATED PORTFOLIO | Venture Capital Fund | $1.1M | Nov 21, 2024 | 67 | Mar 28, 2022 | reported | n/a |
| USCA ESCONDIDO FUND II SEGREGATED PORTFOLIO | Venture Capital Fund | $970,871 | Nov 21, 2024 | 55 | Mar 27, 2023 | reported | n/a |
| USCA COMMONFUND VENTURE DIRECT OPPORTUNITIES FUND SEGREGATED PORTFOLIO | Venture Capital Fund | $957,551 | Nov 21, 2024 | 67 | Mar 28, 2022 | reported | n/a |
| USCA PRIME MOVERS FUND III SEGREGATED PORTFOLIO | Venture Capital Fund | $689,201 | Nov 21, 2024 | 27 | Mar 27, 2023 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DEJONCKHEERE, KASEY, LIZANN | CHIEF FINANCIAL OFFICER | Na | yes | 10/2022 | Nov 1, 2022 | Nov 21, 2024 |
| GILMORE, WALTER, ALAN | Cco | Na | yes | 06/2021 | Jun 22, 2021 | Nov 21, 2024 |
| KING, DAVID, MICHAEL | MANAGING PARTNER | Na | yes | 10/2013 | Oct 18, 2013 | Nov 21, 2024 |
| MENDENHALL, PATRICK, MICHAEL | MANAGING PARTNER | Na | yes | 10/2013 | Oct 18, 2013 | Nov 21, 2024 |
| USCA LLC | SOLE MANAGING MEMBER | E | yes | 10/2013 | Oct 24, 2024 | Nov 21, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| U.S. CAPITAL WEALTH ADVISORS, LLC | n/a | Bd affiliated wealth | $8.8B | N | yes | n/a |
| USCA BADGER MIDSTREAM MANAGEMENT LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA BPCAP GP LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA CR FUND II GP LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA FIFTH CORNER PROPERTY FUND GP LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA INSURANCE AGENCY LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA LL&B CO-INVESTMENT GP LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA LL&B CO-INVESTMENT II GP LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA MUNICIPAL ADVISORS LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA RANCHLAND FUND GP LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA REAL ESTATE VENTURES GP I LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA RESOURCE MINERALS CO-INVESTMENT I GP LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA SECURITIES LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA SEVEN GEN GP LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA TAILWATER MIDSTREAM GP LLC | n/a | n/a | n/a | N | yes | n/a |
| USCA TAILWATER MIDSTREAM III GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 24, 2026 | $132M | $132M | 6 | 5 | 0 | 24 | n/a |
| 2024 | Mar 27, 2025 | $174M | $174M | 6 | 5 | 0 | 24 | n/a |
| 2023 | Mar 26, 2024 | $233M | $233M | 6 | 5 | 0 | 24 | $154M |
| 2022 | Mar 27, 2023 | $258M | $258M | 9 | 8 | 0 | 23 | $149M |
| 2021 | Mar 28, 2022 | $179M | $179M | 7 | 6 | 0 | 18 | $63.8M |
| 2020 | Feb 3, 2021 | $103M | $103M | 11 | 5 | 0 | 1 | $11.1M |
| 2019 | Feb 21, 2020 | $94.4M | $94.4M | 11 | 5 | 0 | 1 | $10.6M |
| 2018 | Feb 20, 2019 | $86.7M | $86.7M | 11 | 5 | 0 | 1 | $14.2M |
| 2017 | Mar 20, 2018 | $103M | $103M | 10 | 5 | 0 | 2 | $30.4M |
| 2016 | Mar 6, 2017 | $90.7M | $90.7M | 10 | 5 | n/a | 2 | $30.9M |
| 2015 | Mar 30, 2016 | $96.7M | $76.1M | 10 | 4 | n/a | 2 | $31.5M |
| 2014 | Mar 30, 2015 | $168M | $51.9M | 12 | 10 | n/a | 2 | $51.9M |
| 2013 | Mar 31, 2014 | $170M | $59.9M | 8 | 5 | n/a | 3 | $59.9M |
| 2012 | Mar 28, 2013 | $314M | $115M | 10 | 7 | n/a | 3 | $93.9M |
| 2011 | Mar 30, 2012 | $332M | $118M | n/a | n/a | n/a | 3 | $98.5M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $132M | $174M | -23.9% | $258M | -20.0% | 6 | 6 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| U.S. CAPITAL WEALTH ADVISORS, LLC | 2 | Mar 13, 2024 | Jun 30, 2021 | HOUSTON, TX | Team lift out | Other | 33.3% |
| U.S. CAPITAL WEALTH ADVISORS, LLC | 4 | Aug 24, 2021 | Jun 30, 2021 | HOUSTON, TX | Team lift out | Other | 44.4% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| U.S. CAPITAL WEALTH ADVISORS, LLC | 2 | Jul 21, 2026 | Oct 26, 2023 | AUSTIN, TX | Team lift out | Other | 2.5% |
| USCA RIA LLC | 7 | Jun 30, 2021 | Jul 9, 2018 | HOUSTON, TX | Team lift out | Other | 10.6% |