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Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | NEWBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Nov 1, 2021 | n/a | yes | NEW ORLEANS, LA|NEWBURG, PA | Current employment |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Aug 28, 2012 | Nov 1, 2021 | no | SHIPPENSBURG, PA|NEWBURG, PA|PITTSBURGH, PA | Previous registration |
| BROKERSXPRESS LLC | Former SEC adviser | Dec 16, 2010 | Aug 28, 2012 | no | SHIPPENSBURG, PA|NEWBURG, PA|CHICAGO, IL|SHIPPENSBURG, PA|SHIPPENSBURG, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | NEWEDGE ADVISORS | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| BROKERSXPRESS LLC | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Aug 28, 2012 | Aug 28, 2012 | 0 | Firm change | Other |